| D I A L E C T I C
F O R
B E G I N N E R S
C A R L O S
C I R N E - L I M A
To Maria
And to my students
Translated by Helen Marjorie Danson Barbosa
S U M M A R Y
I. We and the Greeks
1. Heraclitus’ Garden
2. The Game of the Opposites
3. The Myth of the Cave
4. The Analysis of the World
5. The Explanation of the World
II. What is Dialectic?
1. The Logical Square
2. The Synthesis of the Opposites
3. The three Principles
4. Being, Nothing, Becoming
5. Dialectic and Antinomy
III. A System Project
1. Dialectic and Nature
2. Ethics
3. Justice and the State
4. The Meaning of History
5. The Absolute
PREFACE
I wrote Dialectic for Beginners thinking about my students. I wrote it
for them, for the beginners, Incipientibus in Dialecticam, as Abaelard
would say. I composed this essay for those clean-faced, shiny-eyed young
people, attentive, lucid, anxious to learn, who know very well that they
don’t know anything at all. That’s why they want to learn.
It’s for them that I wrote this book and to them that I dedicate
it. Justly, I might add. For it was with them, their questions, through
discussions and debates with them that this Dialectic was born, grew and
turned into reality. Not that I am self-taught, or that I slight my teachers.
No, I have great esteem for those who were my professors. I owe them a
lot. But it was with my students that, over the years, I learned what
I give back to them, now, with this book.
A beginner is one who knows nothing, or almost nothing. A beginner is
one who realizes that he doesn’t know anything. And for this reason
he wants to learn, to understand the words, to understand the meaning
of the sentences, to accompany the development of the argument. I wrote
this book for him. I wrote it in a simple, direct style. I wrote an unpretentious
Philosophy with no fussiness, no decorations, without academic rank and
without aerobic demonstrations of scholarship. Most ideas exposed here
are very old. There are some new things too, because everyone who earnestly
studies Philosophy and enters into a struggle with the ideas, with the
ideas themselves, will always discover something new. When we appropriate
the richness which we inherited from tradition and try to pass it along,
it gets revitalized and it grows. This work was born from the great philosophic
tradition. My wish is for it to take the readers back to the great master
thinkers of tradition.
By the way, you readers are Beginners-Who-Know-Nothing, right? Have you
realized that while you don’t know anything and express this, you
are being catapulted from the Know-Nothing to the Knowing? Because, as
Socrates said, he who knows that he knows nothing is a Wiseman. This is
Philosophy. Yes, and now what? Are you Beginners or Wisemen? Is this Dialectic
for Beginners or Wisemen? I don’t know, discover for yourself. Look
up high and observe the flight of Minerva’s Owl, don’t pay
too much attention to the Thracian Slave’s laugh, discover.
Porto Alegre, May, 1996
I. WE AND THE GREEKS
1. HERACLITUS’ GARDEN
1. Initial questions
Where did we come from? Where are we going? What is the reason for the
world and our life? Did the universe have a beginning? Will it have an
end? Are there laws ruling the course of the universe? Are these laws
for us, too? May we disobey these laws? What happens when we disobey them?
Is there reward and punishment? Is there really? Or should there be? Does
this happen now during this life or in some existence after death? Can
we think about an eternal life, an existence after death, without contradiction?
Can there be a time after all time is finished? Can there be an after
after the last and final after? After all, what are we?
These are the questions which from the beginning of time, everyone who
becomes an adult has asked. These are the questions which have worried
all philosophers since the Pre-Socratics. Philosophy is an attempt, always
frustrated and constantly taken up again, at giving a rational answer
to these questions. This is what we will now develop in this essay. A
final and definite answer which completely answers these questions does
not exist. Even more, such a complete and finished answer is, as we will
see, impossible in Philosophy. But, as many questions can be asked, many
answers can and should be given.
2. Philosophy is a big puzzle
Philosophy is the science of first principles, those principles which
are universally valid and which rule not only the being, but also the
thinking. Today Philosophy is many times thought of as a science of ultimate
rational justifications, that is, as rational foundation for all other
sciences. The great theme of Philosophy is then, using a metaphor taken
from Architecture, a question of the ultimate foundation. It is in this
way that long ago Aristotle spoke about First Philosophy. First Philosophy
deals with the first principles of the universe - the being and the thinking
- principles which are the rational foundation of all the other sciences,
such as Logic, Physics, Astronomy, Biology, Ethics, Politics, Esthetics
etc., which earlier belonged to that great and all inclusive science that
was then called Philosophy.
I don’t have anything against the conception of Philosophy as a
science of ultimate foundation. It is also this. But this metaphor points
to only one of the hard nuclei of that greater thing which Philosophy
really is. It is as if it were pointing to a meatless, bare bone. The
image of foundation is a little poor. I personally prefer another metaphor,
that of a puzzle, to characterize what Philosophy is. Philosophy is, I
would say, a great puzzle.
In a puzzle we must fit each piece with the neighboring pieces so that
the edges of each one coincide with the edges of the neighboring pieces,
making up a coherent image which appears in the end without holes or ruptures.
A puzzle consists in inserting piece by piece one into each other, with
perfect fitting of the edges, until all the pieces are correctly placed
and the final, coherent, meaningful image becomes visible. If there are
pieces left, the puzzle was not finished. If there are pieces missing,
the puzzle was lacking something and the image will be incomplete. In
large puzzles it is perfectly possible for us to assemble pieces of the
large final image, each piece with its own figures, but without the final
composition. If we continue until the end, and the puzzle is not lacking
pieces, all the pieces will then fit together. There will not be any pieces
missing nor any left over, and the total image will be clear and visible.
Doing Philosophy today is, in my opinion, like assembling a large puzzle.
The sciences such as Physics, Chemistry, Astronomy, Biology, Archeology,
History, Psychology, Sociology etc. are parts of the large puzzle that
is Philosophy, the Most Universal Science. Each one of these particular
sciences assembles its own part, each of them deals with some figures.
None of them has to worry about or take charge of the total composition
of the great mosaic, which is Philosophy, the reason, the meaning of the
universe. These particular sciences do work on assembling the great puzzle,
but each of them limits itself to a small part of it. To do Philosophy
means to go on until the end, that is, assembling all the pieces until
one can see the global image.
This is where the first difference between the puzzle and Philosophy appears.
In Philosophy we don’t have all the pieces. The universe is still
in the making. History is not yet finished. Many things, which we have
no idea of, are still to come. The Philosopher does not have all the pieces
- the future has not yet arrived - and therefore, the final mosaic will
always be incomplete. Nevertheless, it is necessary to assemble the puzzle
with the existing pieces, including the player himself. Each one of us
who is a concrete player must jump into the ultimate mosaic of Philosophy
which is the universal meaning of the universe in which we live, that
is the ultimate meaning of our lives; in this way Philosophy becomes existential.
But, as History and Evolution have not yet finished, the image that appears
on the mosaic, although global, will always have large empty spaces. This
means that, while the time of History is still passing, Philosophy as
a global system of knowledge is and will always be an inconclusive project.
The Great Science will never be complete and finished. Philosophy always
is and will continue to be only Love of Knowledge.
No one can pretend that the particular sciences do not exist. No one should
pretend, as some Philosophers today do, that Philosophy is only Philosophy
of Language or Theory of Knowledge. This is also important, this is also
part of Philosophy. But Philosophy is more than just a Metalanguage Theory;
Philosophy is a Great Science, which contains in itself all, I repeat,
a l l the particular sciences with their theories and unanswered questions.
There comes a question: Is this still possible? Today, in our century,
with the incredible development of the particular sciences, is it still
possible to make a Great Synthesis? Of course it is necessary and it is
possible. Moreover as the particular sciences developed, so did the resources
available to the Philosopher trying to build the basic framework of the
Great Unified Theory again. It’s a little embarrassing, but we must
admit that many philosophers today have abandoned the idea of the Great
Synthesis and are happy with partial subsystems; that means however, that
they stopped doing real Philosophy. Happily though, as everyone can see,
Physicists are still looking for the Great Synthetic Theory into which
the subsystems now being worked on can be integrated. The problem is that
the Great Synthesis is more than just a conciliation of the general theory
of relativity with quantum mechanics. The programmatic job of Philosophy
is still more ample than that of Physics at the end of the twentieth century.
Biology, Psychology, Sociology, History, etc., must also enter in this
synthetic theory which is Philosophy, because we want to discover which
laws are valid for all things and which are valid only for some things.
In the past this great task was called explicatio mundi; to do Philosophy
has always been and continues to be building the explanation to the world.
We will return to this word many times, because with it we can really
express all that Philosophy can and should intend to be.
3. Criticism of Post-Modern Reason
After the intellectual collapse of Hegel’s system during the second
half of the last century, after the political collapse of Marxism - which
is a type of leftist hegelianism - in 1989, after the fall of the Berlin
Wall, and soon after with the breaking up of the Soviet Union, Philosophy
seems to have become a dead end street. Instead of the Great Synthesis
we have only a great impasse. Reason, which was ambitious and went looking
for the Great Synthesis; reason, the one reason, the unique and most universal
reason is destroyed by Nietzsche’s sledge hammer. Reason, the one
Reason, unique and with a capital letter, was declared dead. Reason died,
the multiple small reasons live, the reasons of many different perspectives
as Nietzsche said, the reasons of multiple horizons, as Heidegger wanted,
the reasons of multiple language games as Wittgenstein affirmed. The one
and unique Reason died, the multiple reasons with their relativisms live.
This is the post-modern thesis of thought.
The positive side of this dissolution of the unity of reason, which was
defined by Illuminism, is that in our century we became more modest, more
understanding, more open to other cultures, more tolerant with the foreigner,
more attentive to alterity. The particular, including the particular sciences,
progressed immensely. Even Logic, which before was the one Logic, unique,
in the singular and with a capital letter, as the Logic of Aristotle and
the master thinkers of the Middle Age, has been transformed. Today we
have, next to Aristotelian logic, written in small letters, many other
logics. Today we speak about logics, in the plural and with small letters.
What happened to Logic, also happened to Reason as a whole. Instead of
Reason, today we have many reasons, in the plural and with small letters.
Post-modern reason puts one subsystem next to another, and another and
still another, always one next to the other without a higher and more
ample unity which encloses them; the cracks between the various subsystems
remain empty. Post-modern reason denies the existence of principles or
laws that are really universal, which connect the various subsystems;
that is, principles that are always valid, in all spheres, in all the
cracks and for everything. Furthermore, extreme Post-Modernism says that,
strictly speaking, there is no universally valid proposition.
Now, whoever makes such an statement, by saying this, says just the opposite.
Such an affirmation is a contradiction in itself, it causes a logical
implosion. Let’s see what happens in another, simpler example. We
will take the proposition that There is no true proposition. Anyone who
affirms such a thing is implicitly saying There is no proposition which
is true, except this one that I am now saying. Therefore the implicitly
made exception denies the universality of that which was affirmed: There
is no truth that a l l propositions are false, since at least this one,
which is being affirmed, is being affirmed as being true. This also happens
with the post-modern proposition There is no proposition which is universaly
valid for all subsystems; in saying and affirming this, we are saying
that at least this proposition is valid in all subsystems. The same thing
happens in class when the teacher complains about the talking and little
Johnny says But teacher, no one is talking. In saying this he contradicts
exactly what he is saying. It is for this reason that post-modern reason
is good, yes, as respect for alterity and regard for diversity, but is
very bad as a substitute for universally valid reason. It cannot be universalized;
if we do it, it explodes. This is why post-modern philosophy, in this
sense, does not and will not ever exist. Whoever wishes to do Philosophy
in the way of post-modern reason, overlapping subsystems, without ever
making an encompassing theory, small as it may be, is doomed to failure
by self-contradiction. My friend Habermas, forgive me, but it is impossible:
it implodes. This shows that one can return to the one, unique, most universal
reason. It can consist of few rules and principles; maybe it can consist
of only one principle, but that such a reason exists, it exists. He who
denies it, detonates and enters in self-contradiction. The explanation
of the world can be maybe minimalist. But it is really possible.
The more negative side of post-modern reason is the trash that accumulates
in the crevices between the various subsystems. And it is there, into
these empty crevices, that we sweep the contradictions and badly solved
problems. Between one subsystem and another is where the trash of reason
lies. Particular theories, articulated just as subsystems, permit that
between one subsystem and another the biggest absurdities sprout up and
bloom. The contradictions were not resolved, they were just swept away.
This is not enough. One must think about the multiplicity as well as the
unity. Without unity, multiplicity enters into contradiction, as we have
already seen. Multiplicity in the Unity, Unity in the Multiplicity; it
is necessary to reconcile both equally legitimate and necessary poles.
And it is time to rethink Parmenides as well as Heraclitus.
4. Parmenides’ Sphere
Parmenides, one of the great thinkers of Pre-Socratic Philosophy, was
in some ways, the forefather of post-modern reason. He opposed one of
the two biggest subsystems to the other: the real being and the doxa,
the mere appearance. Parmenides said that the real reality is only the
immovable being, which is pure rest, without any movement. This immovable
and immutable being is symbolized by a sphere, that is, by a geometrical
figure which has no limits, where the finger runs without ever coming
to a beginning or an end. And the things of this world which are in movement,
which move, are born and die, well, these things, Parmenides declared,
are not real reality, they are a doxa, just appearances, under which there
is no real being. Appearances can fool you. On one side the subsystem
of what is really real, on the other side a subsystem of appearances.
But, Parmenides is not post-modern. He was more radical, he sacrificed
all the appearances, the multiple things of this world in which we live,
on the altar of an exasperating rationality, of a only, unique, immovable,
immutable, infinite logos. That which is, Parmenides said, is. That which
is not, is not. And that which is not isn’t anything, it means nothing
and does nothing. The Non-Being does not exist, it cannot even be thought
of.
Movement is always the passage of Being to Non-Being, or to death. Then
the passage of Non-Being to Being is birth. Now, since the Non-Being does
not exist, since it is nothing, there is no passage for the Non-Being.
There is not, for the same reason, passage from the Non-Being to Being;
from the Non-Being nothing can begin. This means that there is no death
nor birth. Death and birth are illusions, they are merely appearances.
Well, by logic, Non-Being is nothing. And therefore, all that the Non-Being
determines is being determined as being nothing; that is, it is nothing,
just illusion. Therefore, Parmenides argues, there is no movement. And
if we think that something is in movement, it is just an illusion.
Zeno of Elea, a disciple of Parmenides, in order to demonstrate what he
thought as the logical impossibility of movement brings the example of
a race between Achilles and the tortoise and the example of the stopped
arrow. Achilles races a tortoise. Since Achilles is a great hero and an
excellent runner, the tortoise asks for a ten meter head start. Achilles
agrees and the race begins. Notice, states Zeno, how movement is something
contradictory, notice that Achilles is not going to be able to win the
race. Just think. Before running the distance that separates him from
the tortoise, Achilles has to run half that distance. And before running
this half, he has to run half of this half. And before finishing the half
of this half, he has to run half of this half. And so on. Since the quantity
is infinitely dividable and there is always a new half of a half, one
can conclude that Achilles will not advance one step, he will not be able
to regain the advantage, and therefore he will lose the race to the tortoise.
Why? Because movement, said Zeno, is contradictory, it cannot be thought
of until the end without there being an unsolvable contradiction. - The
same thinking is applied to the arrow shot by the archer in direction
of some target. The arrow, having to pass through infinite halves of halves,
remains still. Zeno thinks the stopped arrow and Achilles’s race
with the tortoise demonstrates Parmenides thesis that movement is impossible
and that for this reason we have to limit ourselves to the one, only,
unique, infinite Being without movement which is the only being that really
is. This is Parmenides sphere.
Parmenides, the great thinker of the one, only, unique and immutable being,
is, despite this great mistake, the intellectual father of all real Philosophy,
because he was the first who took the unity of reason and of being so
seriously. Everything that exists is a part of the Whole and the One.
The One and the Whole, Hen kai pan, are the beginning and the end of all
true Philosophy, of the science that wants to understand all things in
the frameword of the Great Synthesis. The mistake Parmenides committed,
which is visible to everyone, is not taking the moment of diversity and
movement equally seriously. He could not think of the Non-Being as something
that in some ways is. Parmenides has the conception of the universe as
the Whole and the One, but he misses the movement in which everything
flows. Heraclitus is missing.
5. The garden of Heraclitus
According to Heraclitus everything flows, panta rei, everything is constantly
flowing, everything is in movement. Real reality is not the immutable
sphere without limits of the Eleatic, but movement which without ever
stopping is always beginning again. There is no beginning and no end,
in this Heraclitus agreed with Parmenides, not because there is no movement,
but because everything is constantly changing. What for the Eleatic was
doxa, just appearances and illusion, now is real reality itself.
Reality is not just Being, it is not, for the same reason, just Non-Being.
Real reality is a tension that connects and unites Being and Non-Being.
Dialectics appears here for the first time in the History of Philosophy.
Being and Non-Being, thesis and antithesis, are united on a higher plane
through a synthesis. Being and Non-Being, which at first seem to oppose
and exclude each other, constitute in real reality a synthetic unity which
is Being in Motion, Becoming. In Becoming there is an element which is
Being, but there is also another element which is equally essential which
is Non-Being. Being and Non-Being, well mixed, do not repel and exclude
each other, but enter into an amalgam and blend together to make up a
new reality.
We have there, already in Heraclitus, the fundamentals of Dialectics.
In the first stage we have two opposite poles which mutually exclude themselves.
Thesis and antithesis oppose each other, one excluding the other. In this
first stage one pole annuls and terminates the other, they are excludent.
But things don’t stop there. There is movement, there is development,
there is progress. Then, in this second stage, the poles unite and come
together, making up a higher step, a new unity.
The lyre, a musical instrument of the ancient Greeks, serves as an example
to Heraclitus. The lyre is made up of an arch and strings. Whoever wishes
to make a lyre gets a piece of appropriate wood and bends it to make an
arch. But, this arch, if let loose, returns to its straight form. In order
to keep the arch bent it is necessary to tie it with a string, or with
several strings. The arch and the string, in this first stage, are in
tension, one against the other. The arch wants to break the string, the
string wants to bend the arch. This opposition, which exists at this first
stage of Dialectics, if and when properly dosed, creates something completely
new, something marvelous: music. The tension which exists in this first
stage, the arch against the string and the string against the arch, gives
in to the synthesis which is music, or yet, with a capital M, Music which
is one of the nine Godesses that rule and inspire the Arts. In this first
stage there is excludent opposition and conflict, in the second stage
synthetizing conciliation which creates something new, something higher,
more complex, more noble.
One of the most beautiful examples of Dialectics, well known in the past,
but rarely mentioned today, is the fílesis, antifílesis
and filia movement; that is, the dialectic movement which carries us from
beginning love which proposes and asks, passing through love which, questioned,
answers affirmatively, to arrive at love which, loving, knows to be loved
back. This love which, being synthetic, is no longer exclusive property
of one or other of the lovers, but is a unity for both. The Greeks called
this filía, friendship.
Love has a beginning. Someone has to begin. The beginning is a strictly
unilateral act and always risky. One doesn’t know beforehand how
the other is going to react or what the other will say. This unilateral,
risky act is called fílesis in Greek. Hector loves Helen. Hector
loves and knows that he loves; Helen notices the invitation, but has not
yet decided. The other can answer yes, but can also answer no. In the
beginning this is open and contingent. If the other one, however, answers
yes, then we have an antifilesis, which is also a unilateral act, but
is no longer a risky act because it is no longer just a question, just
an invitation, but an answer and acceptance of an invitation already made.
Helen decides to accept Hector’s love and love him back. This return
love is the antifilesis. Filesis and antifilesis are both unilateral acts;
filesis is risky, antifilesis is not. They are both independent, complete,
finished acts, one different from the other, one in relative opposition
to the other; one is thesis, the other antithesis. But, when both cross
each other, and on a higher plane come together in a more complex, higher,
nobler, unique reality, then we have filía. In filía the
two initially different, opposite poles, one which questions and the other
which answers, come together to make an amalgam, something new. In filía
both individual loves stop being unilateral acts and become only one act,
which is bilateral, in which it is no longer important who asks and who
answers, because both initial loves have lost their individual character,
the I and the You, to unify into something new, the We. Hector and Helen,
as they love each other, first lose themselves. The sense of existence
is transfered to the other person. It is the other which fulfills the
sense of life, and it is the other, the person loved, which is the center
of the universe. Hector is madly in love with Helen. Hector first is lost:
Whoever loves somebody is always getting lost. As Helen loves Hector back,
the sense of the universe makes a complete circle and returns to Hector,
who now, deeply enriched, is again full of feeling and life. This new
life and new feeling of the universe are not a unilateral act just of
himself, it is joint act, a bilateral act, an act in which the I is mediated
through the You to make up We. It is for this reason that the love of
friendship, filía, is so great and so precious. This was the reason
why the Greeks and the Trojans fought for so many years. It was for this
reason, only for love of friendship, that Achilles, Ulysses and Agamemnon,
the peoples’ shepherds, took the Greeks with their curved ships
to the unending war. It was for this reason only, that the Trojans, led
by Hector, fought till death. All of this only because of one woman, Homer
says in the Iliad. All of this only because of the filía, which
transcends the individuals and makes up a higher and stronger synthesis.
Love then becomes History. The History of the Greeks and Trojans, the
Iliad and the Odyssey, the beginning of our civilization.
Thesis and antithesis are in the first stage, opposite poles which repel
and exclude each other. In a second stage, both unify in a synthesis which
is something higher and more noble. In this synthesis, Hegel would say
much later, the initial poles are overcome and kept (Aufheben). On one
hand they are overcome, because they have lost some of their characteristics.
In the example of the love of friendship, the character of unilaterality
and risk is surpassed and in this way disappears. But, on the other hand,
the poles are kept in synthesis, because the positive nucleus already
existing in them continues and is preserved. Love, when it stops being
a unilateral act, becomes even more love, it becomes a higher and more
noble love. Thesis, antithesis and synthesis make up that which Greek
philosophers called a game of opposites. This is the beginning, the root
of Dialectics.
Heraclitus, the father of Dialectics, said that we cannot step into the
same river twice. The river is not the same, we are not the same. Everything
is in flowing motion, it is the motion that is real reality. Reality,
he teaches, is dialectically woven through a game of opposites. In the
beginning all is fighting and war, because the opposites oppose and exclude
each other. Pólemos patér pánton, The war is the
beginning of all things. But, afterwards there is often a unifiyng synthesis
that bears something else more complex, higher, more noble.
In the game of opposites there is not always a positive result. Many times
what happens is only death and destruction. The opposite poles in this
case act only as destructive agents. The first annuls the second, or vice
versa, or both mutually annul each other. In such cases there is no synthesis,
there is no Dialectic.
Is is also evident that, in order to understand the universe in his unity,
we have to grasp it as a synthesis. When and why is there synthesis? That
syntheses exist in the universe is quite clear. One can see it, just look
at the cosmos. But the question is: Why is it that sometimes there is
synthesis and sometimes not? Whoever has an answer to this has discovered
the solution of the question about the harmony in the universe, about
the organization of the cosmos. The main question of all Philosophy, Science
of the Great Synthesis, is: Why do opposites sometimes exclude each other
and sometimes unite each other?
It is between Parmenides and Heraclitus that a space has been created
in which since that time we do Philosophy. Parmenides saying that Everything
is the One supplies the element of universal Logos which includes everything;
Heraclitus, saying that Everything flows, that all is the motion of opposite
poles, supplies the element of Dialectics. Hen kay pan and Panta rei,
the Whole and the One and Everything flows have since been the mottoes
of any and all Philosophy. That is why in the garden which we want to
represent our western Philosophy there must be a stone sphere in the center,
a sphere that refers to Parmenides Oneness which is the Being. But, since
Parmenides’ philosophy needs to be marked and corrected by Heraclitus,
it is necessary for this sphere to be in perpetual flowing motion. Water
has to spring out of the sphere like a fountain enclosing it in the flow
of the water; in this way it becomes the symbol of the Great Synthesis
between Rest and Motion, between Totality and Dialectic.
2. THE GAME OF OPPOSITES
1. The Pre-Socratic Philosophy of Nature
The Pre-Socratic Philosophers were the first, in our culture, to sketch
out a rational view of the world, saying how Nature began, how and what
it is made of, and what man’s place is in it. Before these first
thinkers constructed rationality, there was only Myth. Myth is the first,
not yet critical form, of philosophizing, that is, of thinking about the
world as one, of thinking about the universe in its totality. Myth, among
the Greeks, assumes the figure of genealogy. In the beginning, in the
very beginning, according to the old Greeks, there is just chaos. Chaos
is the beginning of all and is, therefore, the first of the gods, father
and origin of all things. From the god Chaos then appear other gods in
a genealogical sequence in which one god succeeds the other as descendant,
until we arrive at the present gods, the present inhabitants of Olympus,
a group of gods led by Zeus.
Also in the Jewish-Christian tradition Myth takes the basic form of genealogy.
In the beginning, the Jewish and Christian Bible says, there was only
God. God, before creating everything, was just himself, he was alone.
Then on the first day, God, the Father of everything, created light, calling
the light Day and the darkness Night. On the second day, God made the
firmament and separated the waters. Then there were waters below the firmament,
the seas and river, and waters above the firmament, which later fell as
rain. On the third day, God separated the earth and the seas, making then
the land, the rich earth, the plants and the fruit-bearing trees. On the
fourth day, God, the Father, created the lights in the firmament of the
heavens, one greater, the sun, and one smaller, the moon, in this way
dividing the day from the night. He also created the small lights in the
firmament which are the stars. On the fifth day, God, the Creator, created
the animals that live in the waters, the fish, as well as those that live
on land, the beasts, and those that fly, the birds, each one according
to its species. God then blessed them and ordered them to multiply. On
the sixth day, God made man in his image and likeness, to dominate over
the fish of the sea, the birds of the air, all the reptiles and over all
the earth. God then looked at the things that he had created and saw that
all of them were good. And on the seventh day, says the biblical myth,
God rested. Starting from this beginning, all the Bible is a genealogical
history, it is a history of patriarchs and their peoples, with a special
emphasis on the Jewish people.
The Greek myths as well as the myths of the Jews and the Christians tell
the history of the origin of the universe from its beginning until the
historical sequence of the times. The past time is synthetized as one
History that has a beginning and brings us to the present time, giving
meaning to things and therefore to our lives. This historical summary
of the past, which always contains judgments of value - the Good and the
Beautiful - makes up the background in which present time is inserted.
Through the insertion in this framework which links the past to the present,
daily life is also penetrated by ethic and aesthetic values, allowing
us to also project the future. Herodotus on one side and the Jewish-Christian
Genesis on the other are a history of the first beginning of the world
and of the historical sequence of the generations. Both myths have great
poetic value and work as structuring archetypes of a certain vision of
the world. In the Jewish-Christian myth there is a structure that contraposes,
on one side, a first cause, God who creates everything and on the other
side the things created, the creatures, which then enter into the scene
in genealogical sequence. God, the first cause, is thought of in a genealogical
way, as the Creator and Father of everything. This is why he is, in the
last instance, responsible for everything and, as the saying of our ancestors
goes, Deus escreve direito por linhas tortas, God writes correctly even
if the lines on the paper of life are not straight. In Greek mythology
there is a shift. Cause, in Greek thinking, is not thought of as an efficient
cause outside of the process of the universe, but as an internal cause,
an internal principle of self-determination which molds the universe from
the inside out. The first god is chaos. The god Chaos, as the name suggests,
is totally undetermined; in him there are no things or beings with limits
and outlines. But it is from this chaos, from inside this God Chaos, that
a well-ordered universe appears. The chaos organizes itself, molds itself,
and from itself creates its determinations. Chaos, upon determining itself
gives itself shape and form. From this the other gods appear and, after
them, men as well.
The Pre-Socratic Philosophers know the Myth and appreciate its savage
beauty and pedagogical relevance. But we must think and argue rationally.
This is Philosophy, and this is why there are philosophers. This means
that the process of Genesis of the universe should be analyzed and described
with the exactness and cold objectivity that characterize science. It
is in geometry that the first thinkers got inspiration for their spirit
of scientific objectivity. The Philosophy of Nature should be as exact,
as objective, and as convincing as Geometry. The Pre-Socratics tried hard,
but they didn’t get there.
Thales of Miletus thought that the origin and the beginning - the arkhé
- of everything is water. The things are made up and differ one from one
another by the level of humidity. The god Ocean is therefore the Father
of all things. Anaximander also from Miletus, probably a disciple of Thales,
said that the first principle is a being totally undetermined, with no
limits or determinations, the ápeiron, which is then totally characterized
by determinations which limit it more and more, until it forms the determined
things which we see in the sensitive world. This initial indeterminate
being, the áperion, embraces and circumscribes everything, rules
and governs all. Anaximenes of Miletus, disciple of Anaximander, accepted
the doctrine of his master about the infinite being, which makes up the
beginning of all things, but thought it did not have such an abstract
form and defined it as air. The air, according to him, is the beginning
of all things. Here we observe, in the Philosophy of Nature of the Ionic
philosophers, a first and primitive form of the game of opposites. The
first principle is opposed to the differentiated things that originate
from it and which are explained through it. Philosophy here is just an
explicatio mundi, an explanation of the world. The world is known as a
process which originates starting from one unique principle and which
develops according to determined rules. It is not yet a modern Physics
doctrine about the Big Bang, but it is the first beginning.
Pythagoras and the Pythagoreans took one step forward and discovered the
number as the beginning of all things. The mathematization of the world
started there to end nevermore. The relations which the numbers establish
between themselves make up the rules which determine the process of the
explanation of the world. The universe is derived from a first principle
according to numeric rules and proportions, which determine the whole
process and give form to things. Each number therefore has its own meaning
and gives things a determinate form. The number ten is considered a perfect
number and is visualized as an equilateral triangle in which each side
is made up from four numbers; in the center of the of the triangle there
is only one point, the central point, totaling the number ten. The so-called
numbers mystic of the Pythagoreans, which will later influence Plato and
all the neoplatonic school, is the cradle from which the modern Physics
equations are born.
Parallel to the doctrine of the numbers the Pythagorean ultimately developed
the game of opposites. Numbers already have a relationship of opposition
among themselves. The number One opposes the Other which is then called
Two. From this first opposition come the numbers 1 and 2. But there must
be synthesis, it is necessary to think not only of the 1 and 2, but also
of a new conjunction, and from that comes 3. Thesis is 1, antithesis is
2, and the synthesis is 3. That’s why, according to the Pythagorean,
the odd numbers are more perfect: in them we perceive, beyond the opposition
of two contrary poles, a synthesis. The triangle formed of ten points,
or 10 in the form of a triangle is perfection itself. After we reach 10,
everything else is just a repetition. That is how the decimal system of
counting and calculating appeared in our civilization to never again leave
it.
This mysticism of the numbers then adds up to a list of ten pairs of opposites
- the elementary substances - which, according to combinations among themselves
give form to all things:
1. Limited....................................Unlimited
2. Odd.........................................Even
3. One.........................................Multiple
4. Right.......................................Wrong
5. Male........................................Female
6. Motionless..............................Motion
7. Straight...................................Curved
8. Light........................................Dark
9. Good.......................................Evil
10. Square..................................Rectangular
The game of opposites is presented here as a basic table of opposites.
According to the Pythagorean, whoever learned to play with these ten pairs
of opposites, which are the constitutive elements of existing beings,
is able to make up the internal constitution of each thing. This is the
first form, still very coarse and primitive, of what we call today the
Table of Elements in Chemistry. The atoms of present chemistry are thought
of according to the atomic model of Niels and Rutherford. One electron
turns around an atomic nucleus, the positive and negative electricity
get into balance and then we have a stable molecule, we have hydrogen.
If instead of one electron there were two turning in orbit, then we would
have the second element of the Table of Elements, and so on and so forth
until we arrive at element 107 which can only be made in a laboratory.
The Chemists of today don’t usually realize it, but they are direct
descendants of the Pythagoreans.
Along the same line as his predecessors, always making the game of the
opposites, Empedocles is the first who expressly tries to solve the problem
exposed by Parmenides and Zeno of Elea. He realizes that the Non-Being
does not exist and can not even be properly thought of. He accepts the
initial premise of the Eleatics’ argument, but does not accept the
conclusion. One cannot conclude, he affirms, that movement be unthinkable,
be contradictory, and for that reason be impossible, and therefore non-existent.
On the contrary, movement exists, only it is not the passage from Being
to Non-Being or vice versa, but mixtures and dissolution of the four fundamental
substances which are eternal and indestructible: water, earth, air and
fire. The basic elements are not ten, but two pairs of opposites. The
determinations of things vary according to the composition of these four
elements in them. The dose of liquid and solid, of fire and of air, the
proportion in which these elements mix with each other is what gives shape
and form to the things. Anaxagoras of Clazomenae also accepted the premise
that the Non-Being could not exist and continue thinking the world as
a process of composition and dissolution of basic elements. Contrary to
Empedocles, Anaxagoras judged that it was not possible to construct the
real diversity of things from just the four elements. He assumes for this
the existence of spermata, of sperms. The word itself, which in Greek
means the male spermatozoid, shows the biological tendency of this Philosophy.
The sperms would be numerically infinite, of infinite variety, each one
divisible within itself without losing its germinating and determining
power. This initial mass of sperm is the raw material of the world. The
determinations of the things are then produced by an Intelligent Orderer,
the nous, which mixes the sperm in an ordered way. The figure of God the
creator appears here, not as an external cause, but as an internal cause
which, starting from within the chaos, gets it to organize itself. After
the sperm of Anaxagoras, we then have the atoms of Leucippus and Democritus,
the first atomists. According to them, who also accepted the principle
that the Non-Being could not exist, these first principles of all things,
all of which are qualitatively equal, they are a-toms, that is, they are
indivisible. Tomein means cut, atom is what is no longer cuttable, which
cannot be cut because it is a primary element. The atoms, indiscernible
one from the other, initially make up a shapeless mass. These uncountable
atoms are first encountered in free fall. Chance - here again is the god
Chaos - allows for small detours to one side and the other on these vertical
free fall lines. These small detours make the concentration of atoms more
or less dense. These variations of density make up the nucleus of the
explanation of the world. Each thing is what it is due to a change in
the atom concentration. The atoms and Chance make up the two elements
which explain the nature of things. The atoms will be met again in modern
Physics. Only they are not in free fall, but moving in circles. The electrons
turn in orbit around a nucleus. By increasing the number of electrons
in orbit, the specific weight of the elements gradually changes from hydrogen,
element number 1, to the element number 107. Chance we will meet again
in Heisenberg’s relation of uncertainty, in Physics, and especially
as the chance mutation in modern Biology.
2. The Sophists
Sophist is a term which initially meant the wise, sofia means wisdom;
therefore Philosophy etymologically means love of wisdom. The term Sophist
as well as the word Sophism only later, after Aristotle’s debate
with Plato, acquires the pejorative meaning. It is Sophists who first
transplant the game of opposites of Heraclitus from the plane of Philosophy
of Nature to the plane of social relations. The Sophists are occupied
not so much with nature as with the lives of the people of the cities;
they are interested in the demos, the people, and in the pólis.
This is the time when, in Greece, the old aristocracy goes into a slow
but inexorable decadence and when the power of the people becomes stronger
and stronger. It is the people who do business, who go from one city to
another, who break from the narrow limits of the old world and through
trips and travelers open new horizons and inaugurate new values and virtues.
The polis is no longer an isolated city with its own constitution and
traditional virtues, it discovers itself as a city among many others.
Then something new appears, the intellectual and political necessity of
discussing and redefining what is virtue, what is Good, what is Evil.
It is no longer clear and certain that a determined way of acting is virtuous
just because tradition says so. The inertial force which tradition has
no longer serves as the only legitimating source of virtues. As new horizons
appear, new questions appear about what Good is and what Evil is. Virtue
has to be newly discussed and redefined. After all, what is virtue? What
is right? What is morally wrong? These are the questions that the new
times put before us, these are the questions that imposed themselves.
The first answers were given by the Sophists. The Sophists were, in their
time, extremely important thinkers. Portagoras, Gorgias and Prodicus were
men of their time who tried to think critically about the problems of
their time.
The greatest positive characteristic of the Sophists was the ulterior
elaboration of the game of opposites as a methodical way to think and
act; Dialectic appears there more and more clearly. The game of opposites,
transported to the scheme of social relations, means that each man is
just a pole of an opposition. In order to understand a pole, to know what
a pole in reality is and what it means, it is necessary to think of this
first pole in relation to its opposite pole. Each man, in his social relationships,
is just one pole, a part. To understand this first man it is necessary
to see him in his relationship of opposition with the other man which
is his opposite. Fílesis is only well understood if we think of
it in relation to the antifílesis; and still more, both contrary
poles can only be correctly and completely understood when we put them
together in a greater and higher unit, in filía, in which both
are superseded and maintained. This is the reason why human relations
should be analyzed in the light of the game of opposites.
This is especially valid in two fields of human relations, in Law and
Politics. In law the game of opposites appears as one of the oldest and
more important rules of any and all justice: May the other side also be
heard, Audiatur et altera pars. The man that looks for justice in a court
is always one part. He is just one part of the greater whole. For justice
to be done, it is always necessary to hear the other side. This other
side, the other pole in the game of opposites, does not always need to
be right. It is possible that only the first part is right, or that only
the other part is right, it can be that both parts are right, that both
parts are partiality right and partially wrong. In any case, always, if
there is to be justice, it is necessary to also hear the other part. The
first part, the first pole of opposition, is always only part in the literal
sense, a piece of a greater whole. Justice requires that the reason of
each part be measured and evaluated in the larger context of the synthetic
position, that is, that greater and more noble whole, in which each part
is just a piece, a constitutive element of a greater unit. Justice is
exactly this and only this. Justice, therefore, what we call Law, is a
constant and systematic form of the game of opposites. Penal Law is also
such but in this case one of the parts is always the people. To this day,
the penal processes in the countries of Anglo-Saxon tradition have titles
like The People versus A. Smith. For this reason until now jurists of
the latin languages speak of the necessity of the contradictorium. The
term contradictorium means here the dialectic context which comes to us
from the ancient times, the principle of hearing the other side, because
justice is always the formation of a synthesis, never thesis or antithesis
alone, one without the other. The part in the system of Laws is always
only a part, a piece which needs its other part, its opposite, in order
to establish justice. Even today. The jurists today do not always realize
this: they are dialectical, we are all dialectical.
The function of the game of opposites in Politics is as important as in
Law, especially in the assemblies of citizens which exist in democracy.
Before decisions are made by political consensus, there are discussions
and debates. During these there is usually a polarization, at times a
rupture. The opinion and desire of one group of citizens diverge from
the opinion and will of the other group of citizens. Then two groups with
different opinions and wills are formed. The unity is broken in two parts
and the political parties appear. The political party can only be understood
and justified when compared with it’s opposite party. Both groups
need to debate and converse, because the identity of each one is determined
by the identity of the other. That’s how Politics is done. It can
be that one group is one hundred percent right and can convince the other
group of this; it can also be that each group is only partially right,
and making concessions little by little make up the general will. The
general will is, then, that higher and more noble unit, the synthetic
position in which and only in which the parties, which are just parts,
acquire sense and justification. On the other hand we can immediately
see that Politics only exists when there are two parties. In Politics,
a single party is a monster, not only in the despotic regimes of the ancient
Greeks, but also in the twentieth century totalitarianisms. Here again
we find the old game of opposites. For sure, the Sophists were not the
inventors of Law and Politics, but they were the first philosophers in
our culture who theoretically thought of the game of opposites as a constitutive
and essential element of social relations. This honor must be given to
them. In this they were right.
Aside from this, they made some grave mistakes and committed some stupidities
for which History does not forgive them to this day. To this day the Sophists
are infamous and the word sophism has a highly negative connotation. This
is because they committed a great theoretical error which today we can
argue precisely. Instead of saying that the thesis as well as the antithesis
are false, and that the synthesis and only the synthesis is the complete
truth, the Sophists inverted the signs and said that the thesis as well
as the antithesis were equally true.
Let us schematisize. True and correct dialectic affirms that each part
is only part, or that thesis as well as antithesis are false because they
are partial. Sophists say: Thesis as well as antithesis are equally true.
The consequences of this logical error are incredible and extremely heavy
in Politics. If thesis as well as antithesis are true, one can defend
one as well as the other. The Sophists, now in the derogatory sense of
the word, began to defend one side as well as the other, as if both sides
were equally right. Justice then does not exist. The sense of right and
correctness flies away and the sophist mentality that any position is
good as long as one has the verbal skill to debate installs itself. The
Sophists, in the bad sense of the word, defend anyone, any part, any party,
as if it were, itself, the total truth. And still worse, the Sophists
do so because that is what they are paid for, because they request and
receive payment. The payment in money, requested and accepted so that
one part be represented as if it were the whole, such is the great mistake
and the great guilt of the Sophists. Socrates, Plato, Aristotle, no one
ever forgave them. With reason. After recovering and reinventing dialectics,
they went away from it. They forgot that a part is always and only part;
a part which only with its corresponding counterpart forms a greater whole.
The game of opposites, when perverted and inverted turns from best to
worst.
3. Socrates, the last of the Sophists
Socrates is many times called the last of the Sophists. This is correct
if we understand the term Sophist in its positive connotation. Socrates
was the great Dialectic thinker, the great defender of moral and political
subjects, of the game of opposites which complete and unite themselves
to make up a greater whole. Socrates is the great voice which rose in
Athens to criticize the perversion the Sophists caused to Dialectics.
It is not possible to defend the thesis as well as the antithesis as if
both were equally true. It is not correct, it is exactly the opposite.
Both positions are false. Truth is just the synthesis from which both
is created. Virtue, therefore, does not consist of defending a thesis
- or antithesis -, as if this were a total and complete truth, and yes,
on the contrary, in uncovering thesis as well as antithesis as being wrong,
that is - which is the same-, as being only partial elements in a greater
whole. Only the greater whole, only the synthesis is what is true. The
Sophists argued at times in favor of the thesis; at times in favor of
the antithesis. In many concrete cases in political life, the same sophist,
paid by one group, argued first in favor of the truth of the thesis and
then, paid by another group, in favor of the truth of the antithesis.
Then, right away, with the money in his pocket, he left the citizens behind
perplexed with the contradiction.
This is what Socrates raised his voice against. The game of opposites
has to be done correctly. A part is just a part, it is not the whole.
Or, it is first necessary to argue showing the falseness, that is, the
partiality of the thesis, then showing the falseness of the antithesis,
which is also partial, in order to then suggest the conciliation of the
two, the greater, more noble truth.
Socrates is a thinker of Morality and Politics. Like the Sophists, he
applies the game of opposites to social relations, but contrary to the
Sophists, he reestablishes the correct form and structure of the game
of opposites. It is not true that thesis as well as antithesis are equally
true, the correct thing is that usually both are partial and therefore
false. That is why one must always listen to the other side as well. Only
in this way can we discover and create the truth. To know how to listen
to the other part means, in practical life, to establish a dialogue, to
converse with each other. This, Socrates said, is doing Politics in a
city of free and rational citizens. Better still, it is only in this way
that one acquires true knowledge and discovers which of the ancient virtues
is not just foolish tradition but a morally correct attitude, a moral
virtue. For Socrates to philosophize is knowing how to engage in conversation.
For Socrates, virtue, always the fruit of the game between thesis and
antithesis, is found only through real dialogue done on street corners
and in public squares. Socrates listens, Socrates asks, Socrates answers.
Socrates probes the inner voice of the conscience which he, personifying
it, calls daimon, the good demon, the good spirit. Socrates does not write.
We have nothing of his written down. Why write if the important thing
is to converse concretely, person to person? When Plato, Socrates’
disciple and follower, teaches and writes in the Academy, the rule continues
to be valid that the literary form of treating philosophic subjects, even
if written, is always the dialogue. From this come Plato’s Dialogues.
Socrates, the man of ethical and political dialogue, was, as we know,
condemned to death by his fellow citizens. With his dialogues he has committed
a great crime against the gods of the city of Athens and attempted against
the good customs, perverting the youth. The great thinker of I know that
I don’t know anything, the great master of dialogue in Ethics and
Politics, died conversing. The dialogue Apology of Socrates in which Plato
relates the happenings and ideas that surrounded the condemnation and
death of Socrates is one of the great master-works of our civilization.
3. THE MYTH OF THE CAVE
1. Plato and the game of opposites
In the game of opposites, even when the logic plan is transposed to the
level of social relationships, three things can happen. First, it can
be that the first pole is true; then the second pole is false and has
to be abandoned. Second, it can be that the second pole is the true one
and then the first must be abandoned. But third, it can also be that both
poles are false and the partial truths held in the opposite poles must
be discovered piece by piece, uniting them, conciliating them, in order
to create a real unity of a higher synthesis. - This never happens, because
it is logically impossible for both poles, thesis and antithesis, to be
true. This is the logic mistake in which the Sophists incurred, this is
the logical-systematic fundament of the moral and political errors they
committed.
The game of opposites in Plato is taken to perfection. Perfect is that
which is done till the end, that which becomes complete and finished,
in which nothing is missing and nothing is left over. Perfection is that
which Plato points us to when he does Philosophy. Never before him, never
after did man point so high up. How can that be? Isn’t it exactly
the opposite? Everyone knows that Plato is a philosopher of aporias, that
is, of dead end streets. Plato, in his dialogues, gives a rough draft
of thesis, outlines the antithesis, but a good synthesis he almost never
elaborates. How can Plato then be called a synthetic thinker who takes
the game of opposites to perfection if he never, or almost never, points
to synthesis? Without synthesis Dialectics dearticulates itself; thesis
and antithesis remain, one against the other, both negative and aware
of their falsity, without ever arriving at a conclusion. This we aready
know and we have seen through the error commited by the Sophists. And
is it not true that Plato’s dialogues are almost always aporetic,
with no final synthesis? It is absolutely true.
There are two doctrines in Plato which complement and complete each other,
the exoteric doctrine and the esoteric doctrine. The exoteric doctrine
- the prefix ex indicates this - is destined for the use of people outside,
it is done and explained for the beginners and those from outside without
the necessary prerequisites, not yet in condittion to understand the hard
nucleus of the doctrine. The exoteric doctrine is easier, it is more didactic,
more introductory. In it the game of opposites really stays almost always
open, with no final synthesis. Plato brings up a thesis; he discusses,
debates, examines it from all angles and then finally refutes it. The
thesis is always demonstrated as false. Then the antithesis is raised
and is also examined and debated, being in the end invariably refuted.
We have then a false thesis and an equally false antithesis, both useless,
in our hands. This is aporia, this is the dead end.
Plato’s dialogues, almost all of them - except for a few from his
old age - are aporetic, that is, they come out at a dead end. Dialectics,
the game of opposites, is not taken to the end. Synthesis is always missing,
as it is among the contemporaries of the School of Frankfurt. There dialectics
is a negative dialectics, a dialectics without synthesis. But this, we
shall see, is not good dialectics. Right. And Plato, discipule of the
Heraclitean philosopher Cratylus as well as of Socrates, knew this very
well. He also knew that Dialectics is not done by magic in one instant,
with the blink of an eye, but in a long, serious, difficult, many times
painful process of overcoming existent contradictions between thesis and
antithesis. Dialectics is education and as such, is done in a slow learning
and maturing process. A child does not become a man in one day, a tree
does not grow in one week, Dialectics as well needs time and hard work.
The opposites have to be worked upon seriously; if they are not, the synthesis
will be hollow and empty. That is why for the beginners and those outside
Dialectics is not immediately exposed and explained completely, it appears
under the shape of an exoteric doctrine. In an exoteric doctrine contraries
are raised in all their seriousness, one refuting its opposite, but in
the end Plato leaves his listeners and readers in suspense. Really there
is no expressly formulated, spoken or written synthesis. It is necessary
for the reader himself, alone, to try to fit the pieces in the puzzle.
It is necessary for him to try and experiment gathering pieces taking
the intellectual risk of the task. It is necessary that this somewhat
shapeless mass of contrary opositions without synthesis, of opposites
without conciliation, spends some time simmering so that great synthetic
ideas can emerge. These great syntheses, when they sprout and emerge,
make up the estoeric doctrine, the doctrine which the initiated argue
among themselves, the doctrine which the beginners can not even begin
to understand. Because the final syntheses are so simple and so bright
that those who seek them directly without running the long course of maturing
the opposite poles become blinded and cannot see anything correctly. It
is the same as looking directly at the sun. The beginner, if he looks
directly at the great syntheses of esoteric doctrine, becomes so blinded
that he thinks he is seeing absolutely nothing. That is why the hard work
of playing with the opposites must be done previously.
That is why Plato’s doctrine for beginners seems to be a dualistic
system of Philosophy, a game of opposites in which the opposites never
come together. He who only hears and only studies the exoteric doctrine,
without ever arriving at the final synthesis of the esoteric doctrine,
thinks that Plato considers the world of ideas and the world of things
as two spheres of being existing side by side, one outside of the other,
one in opposition to the other. The world of things and the world of ideas
are then two opposite poles, one against the other, without there being
- apparently - a real conciliation between them. There is perfect conciliation
in Plato, but this will just appear clearly and completely in the esoteric
doctrine, in the so called Unwritten Doctrine. The exoteric doctrine is
a strictly dualistic Philosophy in which the opposite poles never completely
conciliate. Material world on one side and spiritual world of ideas on
the other oppose each other like excluding poles. Material and spiritual
poles then never unify in due harmony. The spiritual opposes the material,
the ideas oppose the things. The hard dualism, the opposites without synthetic
conciliation, the Dialectics without synthesis, this is the intellectual
axis of the exoteric doctrine.
Unfortunately many authors, when they speak of Plato, only study and mention
this exoteric doctrine. This is just a first approximation on the climb
that takes one to the philosophic doctrine which is frequently mistaken
as Plato’s Philosophy. Plato is so violently disparaged. Instead
of being understood as the thinker of the Great Synthesis, he is thought
of as a new sophist who grabs the two opposite poles without unifying
or concilating them, leaving them as two opposite, conflicting, irreductible
principles. This has been called working by dichotomies since the ancient
times. Cut in two, construct the opposite poles, incite one against the
other, let one destroy the other, or better, let both the poles turn around
each other like two warriors in mortal combat, this is Dialectics without
synthesis. The true Plato is a thinker of the Great Synthesis, of Dialectics
in it’s full sense of unification and conciliation of opposites,
but the Plato that is studied in most of our books - and this is very
serious - the Plato of a large part of academic tradition is just the
Plato of the exoteric doctrine, the Plato of opposites without synthesis,
the dualistic Plato. And this then is an intellectual disaster because
it will generate dichotomies in which the opposite poles will nevermore
be reunited. Opposite poles in a full Dialectics and taken to it’s
appropriate synthesis are excellent, they are movements that point and
conduct us further on. In a negative Dialectics with no synthesis, the
dicotomic poles become unsolvable problems.
Unfortunately in our philosophic tradition this happens a lot. The world
of things and the world of ideas, materiality and spirituality, the great
opposition of two poles that should be unified and conciliated is transformed
into an unsolvable dichotomous problem which passes to the later philosophers
and enters our culture and our education, leaving a trail of theoretical
errors and serious ethical deformations. Let us think about the wrong
idea - imputed to Plato -, which entered in our Christian tradition, that
the spirit is good, the body, however, and especially sex is a moral evil.
The Agostinian doctrine which is assimilated by the overwhelming majority
of the Christian thinkers and that comes until our century says that concuspiscence,
or sexual desire, which we now call hots, is evil in itself, is the original
sin itself. And being a sin it is always something morally negative, something
that is a guilt, something we must be embarrassed about. This here is
a good concrete example of how an apparently small misunderstanding in
the beginning brings about a serious mistake in the end. When the Exoteric
Doctrine is taken as if it were the Esoteric Doctrine, when the negative
dialectics is taken as the legitimate Dialectics, the Dialectics of Great
Synthesis, then disasters of great intellectual and cultural dimensions
occur. Sexual desire then becomes a sin, the body is debased, man loses
the synthetic unity which is body and soul and becomes a completely ridiculous
entity. Man in this dialectics without synthesis turns into a caricature,
he turns into an angel riding a pig. This is what happens when one does
not make the necessary synthesis.
This is why we must study this first binomial of Platonic philosophy,
the world of ideas and the world of things, with attention, examining
it carefully on both sides. First as two opposite poles which apparently
exclude each other, then as two elements which unify, come together and
then become one more noble, higher unit. We men are not angels mounted
on pigs, nor centaurians, but men, a synthetic unit in which the originally
opposing poles, body and soul, disappear while they are opposites and
become a new perfect and finished reality.
2. The world of ideas and the world of things
The Sophists argued in favor of the two poles, indistinctively defending
one or the other equally, many times arguing in favor of both: argumentari
in utramque partem. Socrates, the last of the Sophists, teaches us that
this is not possible: Two contrary poles cannot be true simultaneously.
Socrates teaches us to ask and to find the answers, to discover the synthesis
between thesis and antithesis. This synthesis is not made up of the strength
of the stronger, as the Sophist Gorgias would say, but of the virtue.
What is virtue? Socrates said that he did not know and told us to converse.
This is still the main theme and Plato’s big problem. After all,
what is virtue? If it is not the brutal force of the stronger pole that
decides everything, then what does virtue consist of? The answer to this
question is the beginning of all Plato’s philosophy: Virtue is that
which should be. The world that does in fact exist, as it is in front
of our eyes, does not always coincide with that which should be. The Should-Be
is an ideal to be reached, the Should-Be is the Idea. In that way the
Platonic idea is born. The condemnation - unjust - of Socrates showed
Plato clearly that the World-Which-Really-Is does not always coincide
with the Ideal-World-Which-Should-Be.
The Sophists thought that virtue, the Should-Be, was something floating,
something relative, something that varied from situation to situation
and which did not have principles valid for all cases. Plato does not
accept this relativity. There are ethical principles which always have
the same value for everyone, and these principles are universally valid,
even before being adopted by political communities; they are general principles
of the order of the world. Plato elaborates a practical philosophy, Ethics
and Politics, based on the principles which man must adopt because they
are principles of order of all the cosmic universe. Plato’s Ethics
is based on an Ontology, a doctrine about Being in general, a doctrine
about the order of the universe.
How can we know that a determined rule is not just an invention of some
tyrannical governing power or, not that bad, a mere convention constructed
by mankind. Conventions, even when good and useful, are contingent; that
is, they can be such but they can equally be different. How shall we know
that a determined rule or principle is, more than a mere convention, an
unquestionable rule, a rule that cannot be denied, that cannot be changed
or transformed, that it is like that and must be like that, now and forever,
all over the world.
Is it possible to find and bring such fundamental principles about the
order of the Universe to light? Plato smiles and shows us that it is.
In the Menon Dialogue an illiterate slave is brought to the presence of
Socrates who was debating with friends about the existence or non-existence
of general principles of the being of the Universe and all knowledge.
Some doubted that it was possible to discover and elaborate such principles.
After all, where were such principles written? Where, in what book, in
what monument would they be written? Socrates, always the central figure
for Plato, answers: The first principles are written on the pith of the
being and therefore on the pith of our soul. Do you want to see? This
slave never studied anything, he does not know how to read or write, and
he never studied Geometry. If he never studied Geometry, he does not know
the Pitagoras theorem. Well, I am going to talk to him, I am going to
ask him questions - just questions -, and let him answer. And Socrates
then began to gently ask, drawing lines in the sand on the ground and
making the figures. And if I draw this line here, what happens? And what
if I add this one? And in that way, step by step, Socrates always just
asking, the slave was advancing, discovering the links and being able
to formulate the great theorem of Geometry. How is it that the slave was
able to do this? How did he know? Plato answers: He already knew, he had
always known, he only needed to remember what he already knew and had
just forgotten. This knowledge was inborn, it was in the slave’s
soul. And it was there because it is a principle that is in each being,
each thing, because it is a principle of the order of the Universe itself.
These principles of the order of the Universe, inborn in each thing, are
universally valid and always present. They organize the Universe from
inside out, they are what makes the things of the world be not an unordered
mass and chaos of events, but a well-ordered cosmic Universe.
The Idea, says Plato, for whom ontology of participation exists in the
core of each thing, is the principle of order that determines and commands
its development. In a duck’s egg it is this principle of order which
makes that egg develop into ducklings. From a hen’s egg, chicks
are always born. And that’s the way with all things. This founding
principle of all things, Plato calls form. Form determines what the thing
is and how it is going to develop.
All the ducks that exist have, all of them, the same form of the being
duck. The many chicks have the same chick-like form. Only one form, only
one basic design is made in various individuals. The Form is like that
of a drawing made by the designer; one thing is the project of the motor,
the basic design, another thing is the thousands of individual motors
that are made according to the project. We then have on one side the plurality
of individuals that exist in the world of things, and on the other side
the unity of Form.
3. The Myth of the Star
The Forms have always existed, they are the ruling forces which determine
the order of the cosmos. Before the cosmos existed, however, they already
existed and had value. It is also because of this that they have universal
validity. The ordered things of the cosmic universe came after. First,
before the things existed, before the things of our world had started
to exist, the Forms already existed. Is our cosmos not ruled and determined
by them? Then, they aready existed before. They make up a whole world
that consists only of forms. This world Plato calls the World of Ideas
and he locates it on a ficticious star. In this World of Ideas, which
has always existed on the star, separated from the World of Things, there
are also the individual souls of each man who will be born. The souls
see the Ideas face to face and therefore know the specific determinations
of each thing; they know everything of everything. When here on the World
of Things a man is born, his soul, which has always existed on the star
in the World of Ideas, is thrown into the prison of the body. This violent
dislocation makes the soul forget everything, or almost everything that
it had seen on the Star. But, when man develops and grows up, upon meeting
with the things of the world, on stumbling upon them, he remembers the
Idea that he saw on the Star during the preexistence of his soul and,
remembering, he knows. Knowledge is always a memory, an anámnesis,
knowledge consists in remembering the Universal Idea of one thing, and
then, facing that individual thing, in saying: Ah-ha, this is a man, this
is made in the form of a man; that is a duck, in that the form of a duck
is being made real. This explains why the ideas are always universal,
even though the things are always individual. Ideas are from another world.
And our language - strangest thing - says the individual things always
in a universal manner. Because the names, in language, represent forms
and the forms are always universal. Even though we are living in this
world of individual things, our language, the logos, has the character
of a universal idea.
We, therefore, have a wonderful explanation of the world. The things of
the world are what they are, they are determined that way and not any
other way, because they participate in the original Form that exists on
the Star, in the World of Ideas. This is the Ontology of Participation.
Like an individual motor participates in the designed project of an ideal
motor, in the same way things participate in a determined idea and that
is why they are like they are. On this Ontology, that is on this Doctrine
of the Being, Plato based his Theory of Knowledge. Knowledge is the act
by which the soul now remembers that which it had seen before, during
the preexistence on the Star, in the World of Ideas. Knowledge is correct
and science is universally valid, says Plato, because it is based on Ideas
which are the Forms of the Universe.
But, how do I know, when I stumble upon something, that I am really remembering
its Form? Are there no mistakes? Illusions? Of course they exist. That
is why the philosopher must converse, argue, question, and examine each
question, in order to be sure that what he found is exactly the Idea of
the thing. No more and no less. Plato then, always in the Myth for Beginners,
in his Exoteric Doctrine, asks: Is there an Idea for a thing? We know
there is an Idea for Man, he says in the Dialogue The Sophist, and also
the Idea of Good, of Justice. But, is it necessary to have an Idea of
Mud? Does mud, such a simple and low thing, need to have an idea of its
own? Plato leaves the question in the air. After all, such questions cannot
be answered in the scope of the Myth of the Star, such questions can only
be satisfactorily worked on in the Esoteric Doctrine with those who aready
know more than just the first principles.
4. The Myth of the Cave
We find in the sixth Book of the Republic the more important and more
well-known Myth of Plato, the Myth of the Cave. In no other image is Plato’s
Doctrine so well represented.
We imagine men who live in a cave. Since their birth they are prisoners
in there, chained by the feet and by the neck, in such a way that their
eyes are always looking to the back of the cave. They can only see this
wall in the back. Behind the prisoners, at their back in the entrance
to the cave, there is a wall approximately the height of a man. Behind
this wall walk men, this way and that, carrying on their shoulders figures
which they raise over the wall. Farther back, right at the entrance to
the cave, there is a bonfire. The bonfire gives light, the light illuminates
the scene and projects the shadow of the figures over the wall to the
back of the cave. The prisoners only see the shadow projected by the figures.
They also hear the echos of voices - the men who are carrying the figures
behind the wall - and think that this echo is the voice of the figures
themselves. What the prisoners sense is just this game of shadows and
echos. They have been chained there since birth and think that the world
is this and only this. The world is this, they say, just this.
Imagine now that one of the prisoners manages to free himself from his
chains. Going to the entrance he immediately sees the wall and realizes
that the shadows projected on the back of the cave are just this, shadows.
He also realizes that the figures are just figures. He jumps over the
wall and goes out; then he sees the men carrying the figures, hears the
voices, sees the bonfire, the entrance to the cave and outside the light.
When he leaves the cave and tries to look at the sun, he is blinded. He
lowers his eyes, lowers his head and puts himself together again. When
this man now returns to the cave, to free his companions, he k n o w s.
He knows that the shadows are just a sham. The real reality is the reality
of the light and the sun, the reality of things themselves in the sunlight.
All the rest are shadows, illusions. Man, when freed from the chains that
hold him prisoner, discovers himself free and clear, he sees then the
reality that is really real, he sees the lightened reality of the Ideas.
He will never again confuse reality with the shadow of the sham of reality.
He who has seen the light knows.
There we have all Plato. We have all of an Ontology of Participation,
a theory of Knowledge, and Ethics, Pedagogy, Politics. But then we mostly
have, always again, the Myth that puts the two opposite poles in their
counterposition, one strongly against the other, without taking us to
a truely synthetic position. After all, where is the unifying conciliation
between the World of Ideas and the World of Things? Between universal
Form and individual Thing? Between necessary Form and contingent Thing?
Plato, in the Myths of the Exoteric Doctrine, does not give us an answer.
The synthesis is always missing. This will only be presented and discussed
when the beginners are no longer beginners and become initiated. For the
initiated, for these, yes, there is an answer. Plato thought that this
doctrine, since it was so important and so difficult, could not be written.
That is why there is the dialogue - never written by Plato himself, but
the existence of which is very well documented - About the good, in which
the Esoteric Doctrine is exposed.
Before turning to Plato’s Unwritten Doctrine, however, we must see,
in order to contrast them well, Aristotle’s conception of the world.
Aristotle was Plato’s disciple for many years, but no one criticised
him so much, no one elaborated a philosophic project so different, no
one is so less platonic than he. After looking at Aristotle’s Philosophy
we will then return to Plato’s Esoteric Doctrine, the doctrine for
the initiated.
4. The Analysis of the World
1. The Passage from Dialectics to Analytics
Until Aristotle all Philosophy worked with the game of opposites. The
various pairs of opposites were the elements from which things were constructed.
Plato, in the dialogue The Sophist, says that Dialectics is the Philosophic
method itself. Whoever learns Dialectics and knows how to play the game
of opposites, Plato thinks, knows how to compose the great mosaic of the
meaning of life, knows how to make the explanation of the world, and has
the Great Synthesis. Aristotle, on outlining a panoramic synopsis of the
History of Philosophy from the Pre-Socratic philosophers up to his time
for his students and readers, always mentioned the game of opposites as
a methodical nucleus around which various opinions were structured. He,
himself though abandoned the game of opposites and went to a totally different
path: Analytics. Analytics, discovered and widely elaborated by Aristotle,
will constitute a method and a vision of the world which will influence
our western thinking in a decisive way.
All that we think and are in the western world comes from two sources,
Dialectics and Analytics. From Heraclitus and Plato we have the Dialectics
branch. From Parmenides and Aristotle we have the Analytic branch. Both
lines of thinking run through all History of Philosophy and our culture
and accompanies us until today. The platonic project goes from one hand
to another through Plotinus, Proclus, and in part, Saint Augustine in
the classic times; through Johannes Scotus Eriugena, through the Chartres
School and many other neoplatonic thinkers of the Middle Ages; through
Nicolaus Cusanus, Ficino, Giordano Bruno during the Renascence; through
Spinoza, Schelling, Hegel and Karl Marx in Modern times.
Lamarck, Charles Darwin and almost all the great contemporaneous biologists,
like Richard Dawkins and Stephen Jay Gould; the physicists of today with
their theory of the Big Bang, with black holes like Stephen Hawking, all
of them are neoplatonic thinkers. They generally do not realize this,
they don’t know it but they are clearly platonic thinkers. The project
that they raise and upon which they develop their theories is the platonic
project of the Great Synthesis through Dialectics. The aristotelian project
of Analytics in the Middle Ages passes through Albertus Magnus, Thomas
Aquinas, Dun Scotus and William of Occam; in the Modern Times it passes
through Descartes, Leibnitz, Kant, Frege, Wittgenstein and through the
Analytic Philosophy of our times. In the continuation and later elaboration
of the Aristotelian project, under the guidance of the analytic method,
Logics, Mathematics and Physics prospered. In this analytic tradition
of Aristotle there are all the logicians and a large part of the physicists
of today. Galilei, Copernicus, Newton and Einstein are thinkers of the
analytic tradition. But, after all, what does Analytics have that is so
powerful and interesting that it produces so much fruit for such a long
time? What is Analytics?
All Analytics is based on two things, both discovered and elaborated by
Aristotle: The analysis of proposition and the syllogistic system of arguing.
A large part of our culture and our technology is based on this. On his
foundation of analytic logic Aristotle developed, as we will later see,
an Ontology, an Ethics and a Politics, a complete philosophic conception
of the world that is characterized by his extremely static character.
He is much closer to Parmenides than to Heraclitus.
2. Logic and Language
2.1. The analysis of the proposition
Man speaks in sentences that, in our languages, are always composed of
a subject and predicate. Socrates is fair is just such a sentence. This
is a complete and well-formed proposition; it is not a question, nor an
imperative or an invitation, but a statement. It says that something is
this and not that. Socrates is the logical subject of this proposition,
the predicate is is fair.
Socrates runs is also a well-formed proposition; there we clearly and
distinctly have the subject and the predicate. All men are mortal and
Some Brazilians are gauchos are also well-formed propositions; these last
two present the Aristotelian quantifiers All and Some. Propositions when
well-formed always have a subject and a predicate; in Logics and today’s
Mathematics we speak about argument and function. When this proposition
is not complete, when it is not well-formed, we can not understand it;
we do not know what the speaker wants to say, it is not possible to say
if the proposition is true or false. A fragmented, incomplete, badly formed
proposition has only a subject, no predicate: Socrates. Socrates what?
Say more! Say the rest! Without a predicate this proposition is not well-formed
and makes no sense. The same with the verb that is the predicate. If one
says only is fair, this makes no sense and soon one asks: Who are you
talking about? Who is it that is fair? What is the subject of the proposition?
This is the basic structure as it is analyzed by Aristotle. It is clear
that there are vocatives like Hi, Socrates, as well as propositions in
which the logical subject is not expressed but understood. This we call
the implied subject.
2.2.The affirmative proposition
Propositions can be either affirmative or negative. In the affirmative
proposition we take a determined subject, be it individual (Socrates),
particular (Some Brazilians) or universal (All Brazilians), and put it
into a bigger whole that is the predicate. Let us look at the graphics
drawn in the way of Euler, the mathematician:
Socrates is fair
The logical individual subject, Socrates, here in the example, is put
into a bigger whole that is the predicate is fair. The smaller set, which
represents the logical subject is contained within a larger set which
is the predicate.
All Brazilians are mortal
The logical subject All Brazilians is a smaller set that is contained
in the larger set which represents all that is mortal. All Brazilians
are mortal, but not all mortals are Brazilian. There are people of other
nationalities, as well as plants and animals that are also in this set
of mortal things. That is why the logical subject All Brazilians is completely
within the larger set of those that are mortals. - In the proposition
Some Brazilians are gauchos things get a little more complicated: Not
all Brazilians are gauchos, and not all gauchos are Brazilian, there are
also Uruguayan and Argentinean gauchos. Therefore the drawing is a little
different:
Some Brazilians are gauchos
This is not the same as before, in which one set is completely contained
within another larger set. Here, the set expressed by some Brazilians
is partially contained by the set are gauchos, but at the same time it
is not completely in it. This is easy to see in the diagram. The two sets
enter into a partial overlapping.
2.3. The negative proposition
In the negative proposition the predicate does not have its own subject,
but opposes it. The subject is not within the predicate, the predicate
is not in the subject. One is outside the other.
Men are NOT gods
The set of the subject is on one side, the set of the predicate is on
the other, like in the game of opposites of the Dialectic. But here, in
Analytic Logic, one does not look for synthesis; here there is no conciliation,
here there is no movement. One pole excludes the other. That’s it.
The only ulterior differentiation that Aristotle does in his Analysis
is, as we see in the Logical Square, the distinction between opposites
that are contrary and opposites that are contradictory. This very important
distinction is going to be the battlefield on which analytic and dialectic
philosophers are going to fight for more than two thousand three hundred
years.
2.4. The Logical Square
Medieval thinkers illustrated Aristotle laws of inference with the geometrical
figure of the square. The Logical Square was drawn later, but the basic
ideas and the laws that rule it were all - almost all - discovered by
Aristotle. Laws of inference are the logical rules that permit the logical
transit from one point to another in the Logical Square. Does one set
include the other? Or does it exclude it? Or is it neutral and then can
include it or not? Does the truth of a proposition given imply the falseness
of what opposes it? And what does the falseness imply?
A E
I O
There are various types of opposition. The opposition between A and O
and between E and I is called the opposition between contradictories.
The opposition between contradictories crosses through the middle of the
logical square. The opposition between A and E is called opposition between
contraries; both are universal propositions. One is positive and the other
is negative. The subcontrary opposition is what is between I and O, between
two particular propositions, one affirmative and the other negative. The
opposition between A and I, on the left side of the Logical Square, and
between E and O, on the right side, is called subaltern.
For each type of opposition there are different rules of inference. Aristotle
discovered and described all of them. From the truth of proposition A
can we conclude the falseness of proposition O that is its contradictory
opposite? Yes, always, answers Aristotle, the truth of A logically follows
the falseness of O. And the passage of A to E? And A to I? For each type
of opposition there are specific rules. Aristotle elaborated the rules
of the Logical Square by consequently applying the same method that he
used to analyze the internal structure of the proposition, that is, asking
if a proposition included or excluded the other. For any example we can
make the for propositions of the Logical Square and draw Euler’s
corresponding diagrams. The passage of A to I is easy. If it is true that
All men are mortal, then it is also true that Some men are mortal. The
larger set obviously includes the smaller set. The truth of A always implies
the truth of I. The passage of E to O is equally obvious. The whole always
contains its parts. The truth of E always implies the truth of O. The
reverse is not viable, because the truth of proposition I or O does not
say anything about the falseness of the corresponding A and E propositions.
It is true that Some men are bad, but this does not mean that All men
are bad. This also as well as other logical paths that follow the other
sides of the Logical Square or cross through it, we shall see later in
more detail when we return to discussing what Dialectics is, since it
is right here that Analytics and Dialectics clash.
The difference between the opposition of contraries and the opposition
of contradictories is simple enough to understand, but, as easy as it
may be, it is here that everyone stumbles. We stumble and fall, as we
know. Thales of Miletus was looking at the stars and distracted by fell
into a hole. And the Thracian slave laughed at him. The Thracian slave
continues laughing at the Analytics and Dialectics who in the twentieth
century continue stumbling and falling. The Thracian laughs because they
do not understand each other. Because they still do not know the difference
between contraries and contradictories. Because they do not know how to
put together the game of opposites.
2.5 Syllogism
Syllogism, the second great discovery made by Aristotle, consists of the
logical connection of two propositions which, articulated between them,
make a third proposition result from it. If the two initial propositions,
the premises, are true, then the proposition resulting from them, the
conclusion, will always and necessarily be also true. An example.
Premise no. 1 All men are mortal.
Premise no. 2 All Brazilians are men.
Conclusion Then, all Brazilians are mortal.
There is a connection between the first and the second proposition in
this logical construction. The subject of the first premise is the predicate
of the second premise: Men. This logical set, that is in both premises
and serves the first as a subject and the second as the predicate, does
not appear again in the proposition which is the conclusion. It is something
intermediary, a kind of common denominator which connects the subject
of the second premise with the predicate of the first and therefore serves
as a mediator so that the proposition which will be the conclusion can
appear. This is called Middle Term. The traditional diagram illustrates
well what we mean. M is the middle term:
M - P
S - M
_____
S - P
In the first premise, the Middle Term is the subject of the proposition;
in the second it is the predicate. In the conclusion, that which was the
subject of the second premise appears as the subject of the predication,
and as the predicate of the predication is what was the predicate of the
first proposition. Euler’s diagram intuitively shows this logical
link of inclusion better than words. One can see there that syllogism
is just an ulterior elaboration of the inclusion/exclusion method that
we have already seen in the structure of the proposition.
mortals
men
Brazilians
We can clearly see what the Middle Term is and how it works. Between
the subject and the predicate of the conclusion a mediation is made so
that the larger set includes a smaller set, which in turn includes an
even smaller set.
It is on this basic model that Aristotle develops his doctrine about syllogism
and calculates exactly which syllogistic forms are logically valid and
which are not. This syllogistic system was so well constructed by Aristotle
that this first elaboration became the final one. The Aristotelian doctrine
about syllogism continues valid of course, and even today makes up the
backbone of all Logic. Only with Frege is Logic going to have a new impulse,
a new fundamentation and an expansion.
According to the Middle Term position, there are four basic forms of syllogism:
1 2 3 4
M - P P - M P - M M - S
S - M M - S S - M M - P
______ ______ ______ ______
S - P S - P S - P S - P
The syllogisms in the ancient times and in the Middle Ages, received
names; it is clear that the names meant something important. The first
syllogism of the first figure is called Barbara. The three A’s of
this name - Barbara has the letter A repeated three times - indicates
that both the premises and also the conclusion are A propositions in the
Logical Square, that is universal affirmative propositions. The second
syllogism is called Darii. The first premise then is A, a universal affirmative
proposition; the second premise and the conclusion are I, particular affirmative
propositions. The third syllogism is Ferio. The larger premise then is
an E proposition, universally negative; a smaller proposition is I, a
particular affirmative proposition, and the conclusion is O, a particular
negative proposition. The names of the syllogisms are the following. First
Figure: Barbara, Darii, Ferio. Second Figure: Cesare, Camestres, Festino,
Baroco. Third Figure: Derapti, Felapton, Disamis, Datisi, Bocardo, Ferison.
Fourth Figure: Bamalip, Calemes, Dimatis, Fesapo, Fresison.
For the mere combination of letters there would be a much larger number
of syllogisms. But only the above mentioned syllogisms are logically valid,
that is, only these always work so that from the truth of the premises
comes the truth of the conclusion. All the other combinations are invalid.
Por example, a syllogism with the A - I - A sequence in the first figure
is invalid. The Barbara syllogism, A - A - A, and the Darii, A - I - I
are valid; an A - I - A syllogism is not valid. Why not? How does one
know? When one tries to make Euler’s diagram of an invalid syllogism,
the diagram does not work. It is impossible to draw such a diagram, since
the sequence of continent and content becomes subverted. The diagram simply
does not form. Or better, upon forming, one sees right away that it does
not work. We will take as an example an A - I - A syllogism that in the
first figure is not valid:
All Brazilians speak Portuguese
Some Gauchos are Brazilian
Therefore, all Gauchos speak Portuguese
The larger premise is true, the smaller one is also. But the conclusion
is false, because some Gauchos, the Uruguayan and Argentinean Gauchos,
do not speak Portuguese. Where is the mistake? In the incorrect logic
Form, as we see in the corresponding Euler diagram:
speak Portuguese
all Brazilians
all Gauchos
The set of all Gauchos is only partially inside the set of all Brazilians.
The correct conclusion would be an I proposition (Some Gauchos speak Portuguese)
and not a universal proposition A (All the Gauchos speak Portuguese).
Classic thinkers for this reason created various rules for construction
of syllogisms. The most important of them says: the conclusion always
follows the worst part. That is, if there is a negative or particular
proposition in the premises, the conclusion should also be negative or
particular. In the above example, the second premise is particular and
for this reason the conclusion should also be particular. To make a universal
conclusion then, having a particular premise, is incorrect. That is why
the conclusion does not conclude anything and is wrong: There are Gauchos
who do not speak Portuguese.
2.6 The Non-Contradiction Principle
Aristotle’s central ideas, which are the doctrine about predication
and the system of syllogisms, take us to a position radically contrary
to the Dialectic of Plato and the game of opposites of the Pre-Socratic
Philosophers. According to him, the game of thesis, antithesis and synthesis
simply does not work. For Aristotle, to affirm the truth of the thesis
and at the same time the truth of the synthesis is pure foolishness. Everyone
who affirms one thing, and at the same time and under the same aspect
affirms the contrary, is saying foolishness. Dialectic in Aristotle changes
its meaning; it is no longer a correct and very important procedure, like
in Plato, but that foolishness which the Sophists did. This is the highly
pejorative sense of the word Sophist. Because everyone who says something
and at the same time says the opposite is not saying anything, he is being
foolish.
And then what happens to the old master Plato and his Dialectics? If Dialectics
is foolishness, is Plato just a fool? Aristotle does not say this, Aristotle
changes the subject. It is obvious that he does not frontally attack his
old and respected master, Plato. But a meditated reading of the book Gamma
of Metaphysics shows us how Aristotle gets more and more distant from
Plato and the game of opposites. Nothing of playing around with thesis
and antithesis. Nothing comes from this. Nothing rational results from
this. If one of them is true, the other simply is false, or vice versa.
To try and follow the thesis and antithesis at the same time is pure foolishness.
This is Aristotle’s main and toughest objection to Plato, this is
the Analytic Philosophers’ objection to the Dialectic Philosophers.
It was like that in the classic times and continues like that today. This
is the main theme of this book. Is Dialectic a foolish thing?
Against Plato and against Dialects Aristotle raises and formulates the
Principle of Non-Contradiction. The Principle says the following: It is
impossible to predicate and not predicate the same predicate of the same
subject under the same aspect at the same time. One who states and at
the same time and with the same aspect unstates what he said, is not saying
anything. He is talking foolishness. The rose cannot be at the same time
and under the same aspect red as well as green, that is, not red. It can
happen that the rose is green and then becomes red, this can be, because
it is happens at different times. It can also be that the rose is red
and green at the same time. But then there are different aspects. The
rose petals are red and the stem is green. They are two different aspects.
But they cannot exist under the same aspect, that is impossible. We have
here, again, old Parmenides’ main thesis: The Being is, the Non-Being
is not. Aristotle deals with this subject in a more subtle way through
the introduction of the aspects of being. But once again, the rule is
valid: That what is cannot under the same aspect not be. And that is why
one cannot, under the same aspect, affirm and negate a predicate of the
same subject. Parmenides’ main idea, farther differentiated in Aristotle,
dominates the philosophic thinking again, excluding Heraclitus’s
All Flows. The static character of Aristotle’s Philosophy begins
to appear. Parmenides’s sphere shines again.
Aristotle and, even more clearly, the Aristotelian philosophers of the
Middle Ages, added to the Principle of Non-Contradiction a practical rule
of the art of thinking and debating correctly. The Principle of Non-Contradiction
is always valid. Right. But if, in practice, we have two propositions
with the same subject but opposite predicates, and both appear right,
what do we do? In these cases there is a rule of procedure: Make the necessary
distinctions. Let Socrates is less than 1.50 meters tall be one proposition,
and Socrates is more than 1.50 meters tall the other. Here we have two
propositions with the same subject, Socrates, whose predicates say opposite
and excluding things. But we have good reasons for defending either one
or the other. What do we do? Should we here defend the Dialectics? No
way. In such cases Analytics tells us to make the necessary distinctions
in the logical subject of the predicate.
Logical main subject Socrates
Aspects added to the main
subject 1. insofar as he is sitting, is less than 1.50
meters tall
2. insofar as he is standing, is more than 1.5 meters
tall
The opposite predicates, after making the necessary distinctions, are
attributed to the same subject, Socrates, but under different aspects
(while sitting, while standing). Even though the person, Socrates, is
the same, Socrates while he is standing has an attribute that Socrates
sitting cannot have. This is perfectly acceptable. Then we create a double
subject. The first, Socrates, is the logical initial subject. With the
introduction of ulterior logical aspects (while sitting and while standing)
one creates an enlargement and reduplication of the subject. The logical
subject, which was one and simple, because of the reduplication becomes
a double subject which then allows us to conciliate the initially excluding
predicates. From this comes a practical rule of procedure: When there
are predications with two opposite predicates and the same subject, and
if it is true that one does not exclude the other, then we must carefully
verify until we can find two logical aspects in this single subject that
allow us to predicate opposites without offending the Principle of Non-Contradiction.
In practice, however, if there are two opposite predicates either one
eliminates the other or it must be a logical subject that contains two
different aspects. Nothing of Dialectics, nothing of the game of opposites.
Either one opposite eliminates the other, or there is one subject with
two different aspects. This is Aristotle, this is Analytics.
3. Metaphysics
3.1 Substance - essence and accident
Metaphysics was the name given by Andronicus of Rhodes, who organized
Aristotle’s works, to the Books that come after Physics. From the
etymology, then, there is nothing spectacular nor profound in this word.
The word meta ta physica, which meant nothing important, took the meaning
of the nucleus of a whole philosophic vision of the universe. It is in
these books, that come after Physics, that Aristotle sketches the rough
draft of his explanation of the world. In the same way that language obeys
the laws of grammar, which is Logic, the cosmic universe, the world of
things, does the same, also obeying a grammar, and that is why it is perfectly
ordered. On one hand we have language with its clear and exact laws -
see the rules about the proposition and system of syllogisms -, on the
other hand we have the cosmos also ordered by laws. Aristotle’s
great thesis is that the same grammar that is the grammar of language
is also the grammar of the world. The same laws that rule the articulation
of logical speech also rule the course and relationship of things. The
great laws of Logic are also the great laws of Ontology. The things have
the same structure that a well formed proposition has, says Aristotle.
In the proposition we have the subject and the predicate. The logical
subject, sub-jectum, hypokeimenon, that which is subjacent to the predicated
proposition, is indispensable to the proposition; without it one does
not know what one is talking about. In the same way there must be a hard
subjacent nucleus in the things. The logical subject of language, support
of the predicative articulation, corresponds to the substance, that which
is under the things themselves, supporting them, the sub-stance. The logical
substract, the sub-jectum, corresponds to the sub-stance. Things, in their
fundament, in their hard core, are first of all substances, ousia in Greek.
On top of this hard nucleus, which is the subjacent substance, there can
be other determinations. These are called accidents. They happen to things,
or better, sometimes they happen, sometimes they don’t. These ulterior
determinations are non-necessary determinations, that is why they are
called accidental, which exist over the substract of the substance which
supports it from underneath. What is substance? What is accidental?
In the logical structure there are certain predicates that are necessarily
required by the subject, there are others that are allowed. In this way,
the logical subject triangle always requires the predicate has three sides
and three angles. The link between this subject and this predicate is
necessary. It is not possible to think or speak triangle without the characteristics
of having three sides and three angles. These necessary predicates correspond
to the essence of things. The logical structure corresponds to the ontological
structure. According to Aristotle, essence is the substance determined
by its necessary characteristics. The allowed predicates, the non-necessary
predicates of things correspond to the accidents. Accidental is a characteristic
that a substance can equally have or not have. A triangle can be blue
or red. The color is accidental. It is a logical predicate and an ontological
characteristic which is not necessary.
The mutations which occur in nature at times affect the substance itself.
The living thing is born and then dies. Birth and death are transformations
that affect the substance itself of the thing. Aristotle, with his own
terminology, speaks of generation and corruption. There are many other
mutations that are merely accidental. The animal that is now awake is
also the same that later is sleeping. Be-Awake and Be-Sleeping designate
accidents, that is non-substantial relationships. The color of the geometric
figures is always something accidental.
3.2 Substance - form and matter
The essence of things is different from the accidents. The essence is
necessary for the thing to be what it is, accidents are not necessary.
Okay up to here. But, does that mean that substance and essence are the
same thing? Is substance, which is under the accidents and gives them
support, the same as the necessary essence for the Being-this-way of the
thing? Aristotle says no. Substance contains within itself two constitutive
elements; one of them is the essence that works as form, the other is
the matter. There is here, in the heart of Aristotle’s Ontology,
a conceptual articulation that sends us back to Plato’s Theory of
Forms. Aristotle, Plato’s disciple, completely abandoned the dialectic
method of his teacher, but he did not abandon the Theory of Forms. Here
it is, back again.
Substance is made up of form and matter. Form is the determining factor
that gives outline and determination; matter is that in which form is
realized. Aristotle, in this context, explains the four causes. Each thing
always has four causes. The efficient cause and the final cause are the
external parts of each thing, the formal cause and the material cause
are the internal parts. Let’s take a statue made in honor of Apollo.
The sculptor is the efficient cause; the honoring of Apollo, the reason
for which the statue was made, is the final cause. Both are outside the
statue itself. The marble is the material cause, the form of Apollo is
the formal cause of the statue. Form and matter are elements that enter
into the composition of the statue of Apollo, they are within it. The
statue is the form while realized in matter. Without form, the matter
is something undetermined; the unshaped marble is not yet the statue of
Apollo. The pure form, without matter is just an idea in the head of the
sculptor and of mankind. An idea? Exactly, now we are back to the Theory
of Ideas, Plato’s Theory of Forms. The idea of Apollo is the formal
cause, the ideal form, that upon being sculptured in marble will acquires
materiality and becomes a statue of Apollo. Form and matter together,
the form of Apollo plus the marble, as a whole, make up the substance.
Almost all substance is made up of form and matter. And what about the
accidents? Accidental in the statue is the fact that it is marble, of
being this or that color; remember that the Greeks used to paint the statues
which we today admire in the museums only with the natural color of marble.
Let us review. The being, or as you may, the concrete thing to which we
point is something made up of substance and accident. Accident is that
which is not necessary, it is that which just happens. Substance is the
being subjacent to what happens. Water, which at times is liquid, at times
evaporates and becomes gas, at times becomes solid as ice, the water is
a substance. The liquid, solid and gaseous states are accidents of the
water. Substance, on the other hand, is made up of essence and material.
Essence is the formal reason that determines that the Water-Being as water.
Matter is that matter from which and within which form becomes a concrete
determination. But, what is matter after all? Matter is the undetermined,
the emptiness, Aristotle is going to say. Matter itself and from itself
has no determination, it is shapeless, inert, it is the mere passive possibility
that something can be done on it and from it. Matter is something unsayable.
All comes to it from form which is the principle that molds it, determines
it and gives it shape and outline. Within substance the essence is the
formal cause; the matter, the pure potentiality, is the material cause.
It is there in this hard nucleus of his Metaphysics that Aristotle continues
being a neoplatonic philosopher. It is also there that the Aristotelian
theory about the genesis and the structure of knowledge, the Metaphysics
of Knowledge, takes root.
3.3 Metaphysics of knowledge
The things in this concrete world in which we live act upon our senses
and, starting from the sensations that we perceive, elaborate a sensitive
image that within us shows us how something is. This sensitive image however
is something mixed with the body, it is something corporeal, something
determined by space and time, something susceptible to production and
corruption. The image given by the senses changes as the things present
themselves or do not present themselves. The image elaborated by the imagination,
an internal sense, is something more independent, something more interior.
The image of the imagination, a more elaborate product of the knowledge
process, represents the things even when they are absent, therefore, when
they are not anymore acting upon the external senses. The imagination
is a powerful internal sense. Everything passes through it. But it is
only sensitive, it is not an intellection. The imagination represents
things, re-presents them, makes them present again even when they are
absent, like a signal that, being a signal, remits to a real thing that
is not itself. The image produced and elaborated by the external and internal
senses is always just a sensitive signal. But how do we arrive at the
intellection, the concept? If the sensitivity is still corporeal, contaminated
by space and time, how do we pass from it to a universal concept out of
space and time?
Things are individual, they are extense, spacial and temporal. Concept
is universal, unextense, out of time and space. How can individual, extense,
space-temporal contingent things that act on our senses produce universal,
unextense, concepts necessary in their nexuses. How does one pass from
the world of things to the world of ideas?
Things cannot, on their own, make this change, teaches Aristotle. He who
produces the concepts is the intellect itself while actively function,
while active intelect. There is in man, in all men, a powerful active
intellect. This nous bows itself to the image produced by the external
and internal senses and brightens it with its light. Under the light of
the active intellect, Aristotle says, then the Form that was within the
sensitive image and of course also within the thing itself shines. This
is again Plato’s Theory of Ideas now in the hard nucleus of Aristotle’s
Metaphysics of Knowledge. In his heart, Aristotle is still Plato’s
disciple. The conceptual nucleus of the Myth of the Cavern appears again
here more soberly, more prosaically, with less images. Here is the Platonic
idea again. The Form that gives shape and outline to something - as a
vital principle within each thing - is the same Form that is implicit
in the sensitive image reproduced by the senses. Only under the light
of the active intellect does this Form acquire visibility and become transparent
to itself again. Form is extense, space-temporal and contingent in the
thing; this is its material way of existence. Under the light of the active
intellect Form stands out from the matter which individualizes and holds
it and returns to being pure Form, Form without matter, necessary, unextense,
out of space and time form, intelligible form. The triangles, which exist
in the material world of things are contingent, they are space-temporal,
they have various sizes, they are colorful. But the concept of a triangle
is necessary in its nexusses, it is unextense and abstract; it is no longer
space-time related, allowing us to think about it in different sizes.
Form, pulsing in the heart of things, when it penetrates our senses under
the light of the active intellect, transforms itself and acquires its
real characteristics. Forms are ideas, they are necessary, unextense,
out of time and space. The triangle, the Form of the triangle, is eternal
and forever valid, throughout time and everywhere. It is this eternal
Form that comes from the light when our active intellect acts. Then we
see the universal and eternal forms of the individual and contingent things.
Form, when it was in matter, was just a potentiality. It could be thought
of, it could be transparent to itself. It could be, but it really was
not. This Could-Be, Aristotle called potentiality. Form, in the individual
things that exist in our sublunar world, are infected with materiality.
That is why they are not transparent to themselves. A table does not know
that it is a table, a cat does not have the concept of a cat. But, when
it is thought of by man through the light of the active intellect, the
Form frees itself from the matter and returns to itself; it becomes transparent,
intelligible, and one knows how it really is, as a universal with its
necessary nexusses, out of space and time. In the inanimate things and
the animals of our sublunar world the Form exists only in its potentiality,
it is just sleeping. Through the light of the active intellect the Form
is actualized; it goes back to be in act again, it goes back to being
the actuality of itself, it becomes transparent and aware of itself. Act
and Potentiality, the Being and the Can-Be are here interwoven. The active
intellect is the Act that actualizes the Form that was sleeping in its
potentiality within the thing itself and within the image produced by
the senses.
Aristotle developed more technical concepts, but we note that he continued
thinking and defending Plato’s Theory of Forms. But, Aristotle said
that the Forms are inside the things, Plato had said that the Forms exist
in the Stars, in a separate world. This would be the great difference
between Aristotle and Plato. Foolish thing. Who does not yet realize that
the Star is just a mythological form used by Plato to say the same thing?
Aristotle and Plato had various differences between them. But not here.
4. Ethics and Politics
The descriptive propositions say just how things really are. This table
has a broken leg is a descriptive proposition. But the table should not
be like that, the leg should not be broken. This Should-Be, in the case
of the table with the broken leg, is something merely functional. For
this table to work well as a table it is necessary that it be firmly set,
which means that the leg can not be broken. In the world of useful things
the Should -Be is determined by functionality.
In the relationships of people with other people, what is the criteria
of Should-Be? What s h o u l d my relationship b e with other men? There,
says Aristotle, we enter into a completely new territory. Until now we
were moving around the land of the theoretical reason, workimg with the
propositions that are either necessary or contingent, which say what necessarily
is or what in fact is like this and not like that. Now we enter a new
territory, the territory of Ethics, that is, the Should-Be.
Things have nexuses that are substantial and necessary. They have others
nexuses that are merely accidents, that can happen or not happen. This
is the extent of contingency: one thing can be like that, but it can also
be different. It is within this range of contingency, full of alternatives,
that Aristotle places Ethics, the empire of the Should-Be. There are situations
in which a man, face to face with another man, can act one way or another.
Sometimes there are dozens of ways to act. Well, this is the rein of the
Should-Be. Man, upon interacting freely with other people, has various
alternatives to choose from, and s h o u l d choose of his own free will
that alternative which is Ethical.
What is Ethics? What act is ethical? That act - Aristotle teaches us -
which is done according to virtue. But what is virtue? Plato has already
discussed this to extent. Virtue is a habit, virtue comes from far, virtue
comes from local tradition. To be virtuous is to obey the rules of the
land where we are. - Is virtue then, pure conservatism? Tradition is most
important, according to Aristotle, but is not the deciding factor. The
deciding factor of ethics, the last criteria, is straight reason, straight
logos, orthos logos. A straight line, in geometry, is the shortest way
between two points. In architecture it is the lineament that one draws
and gets by stretching a rope. Following the line, in construction, we
get the architectural lines of floors, walls and ceilings. Orthos is the
logos, straight is the reason that obeys the grammar of the practical
logos. Here Aristotle introduces the idea of practical reason as something
different from and opposed to theoretical reason. Practical reason, Ethics
and Politics, do not obey the same rules as theoretical reason. The rules
of practical reason are more flexible, they are less exact. They are a
different kind of logos.
How then, when in doubt, does one find the straight reason? A good practical
criterium, Aristotle says, is to stay in the middle. The golden rule,
as it will be called in tradition, says that we should not opt for extremes,
which are ethically wrong, but we should stay in the middle. Cowardliness
and recklessness are extreme poles which are both ethically wrong. Virtue
is in the middle. Virtue is in the courage that is in the middle between
cowardliness and recklessness. If there is a fight, one should leave,
not so slowly as to look audacious, nor so quickly as to look cowardly.
Those who live by practicing middle of the road actions will be happy.
Happiness, eudaimonia, is the crowning of a virtuous life. Aristotle knows
very well that the rule of the middle road, of mesotes, is just an auxiliary
rule. The philosophic criteria if the Should-Be consists in the straight
reason.
Anticipated here in Aristotle’s Ethics, is the dichotomy between
theoretical reason and practical reason which we will find again in the
medieval classics, in Kant and almost all the other contemporary Ethics.
The rein of theoretical reason does not coincide with the rein of practical
reason. The principles of the first do not coincide with the principles
of the second. The grammar of theoretical reason is not the same as the
grammar of practical reason. This mistake - I consider this to be a great
mistake -, that is found neither in Plato nor in the neoplatonic philosophers,
caused and will continue to cause big problems. To separate two opposite
poles without making the slightest attempt at conciliating them at a higher
level is something typical of Analytics. In these situations Dialectics,
the game of opposites, orders us to continue the search for a synthesis,
a conciliation between theoretical reason and practical reason. Both reasons
overlap, therefore there must be some principles common to both. But Aristotle
does not look for this, this in Analytics by the inertia of reasoning
is neglected. For Dialectics the great question continues to be, even
after Aristotle and Kant: How do these reasons overlap? What principles
are common to both?
Men live with each other, men need each other. Only the beasts do not
need anyone and live alone. That is why men organize themselves in States.
The man who lives within the structure of a State is a citizen. The main
virtue of a citizen is justice. Justice is the straight reason that says
how the many men, equal among themselves as citizens of the same State,
should treat each other. Equal to equal. That is why a fair law is that
which is the same for all. If it is not the same for all it is not a law,
but a privilege (privi-legio, private law), they said in the Middle Ages.
- That Aristotle, in this context, has forgotten that the slaves, which
existed in his time, could not be slaves, shows us how even the greatest
among the great thinkers could have periods of blindness. There are various
forms of governing the State, but all of them should strive for the common
good, the well-being of all citizens. Even when there is only one head
of government - Monarchy -, he governs in the name of common good and
for the common good of all citizens. This is why a king, even being an
individual, must speak in the plural. When he speaks, all the citizens
are speaking, when he decides, all are deciding. The same happens when
a few govern - Aristocracy -, or when the public assemblies govern - Polity
-. When the governing power loses the view of common good and governs
for the good of some, contrary to the good of others, then the government
degenerates. When the government of one degenerates, despotism comes into
being. When the government of a few degenerates, there is an oligarchy.
When the government of many meeting in assembly degenerates, there is
democracy. In Aristotle democracy, as we can see, has a strong pejorative
meaning. What we call democracy today - the only ethical way to govern
and be governed - Aristotle called Polity. But Aristotle did not realize
that this was the only ethical way to structure the State. We only discovered
this in Modern Times.
5. The analytical conception of the world
Aristotle, an excellent observer of things, already knew that the planet
on which we live is round. In the treaty On the Heavens, he wrote that
the eclipses of the moon are caused by the position of the earth. Earth
in its movement puts itself between the sun and the moon, causing in this
way the eclipse. Since the shadow which the sun projects on the moon is
always round, we must conclude that the earth is round. If the earth were
flat, like the majority of the thinkers of that time imagined, the shadow
of the earth projected on the moon could not be round.
But Aristotle, following the opinion of his time, thought that the earth
was fixed, that the earth was an immovable point in the center of the
universe. The sun, moon, planets and stars turn in circles around one
central point that is the earth. This idea is later elaborated by Ptolomy
who in the 2nd century described the universe by perfecting the Aristotelian
cosmological model. The fixed sun, moon, planets and stars turn in eight
orbits around the earth. The fixed stars are the highest and last sphere.
Next come the orbits of, in order, Saturn, Jupiter, Mars, Sun, Venus,
Mercury and the Moon. The moon makes up the first sphere, the lowest one,
that is nearest the Earth. From the moon down we have the sublunar world,
that is the world in which we live. In the world above the lunar orbit
there is no individual movement, the only movement is the turning of the
spheres themselves. That is why the stars are fixed. The stars, the planets,
the sun and the moon make up a world that moves itself, yes, in its eternal
and immutable orbit, but there is neither generation nor corruption in
it, there are no transformations nor accidental movements. There is no
chance nor contingency in it. In the world of the stars everything happens
in absolutely regular cycles, day, night, lunar month, seasons of the
year. This immutable world in which the only sound is the music of the
celestial spheres is almost as static as Parmenides’ sphere.
In the sublunar world however, the Forms are mixed with matter. In this
concrete world of ours the Forms, upon entering into substantial composition
with matter, become extense, space-temporal, they are delivered to the
process of generation and corruption. Plants, animals, and men are born,
live and perish. This space of movement, full of chances and contingencies
- space in which the freedom of choice of man is permitted -, is not a
complete chaos because it is ordered by the Forms. The Forms, principles
of order and determination, are eternal. Man is man because he has the
Form of the Man-Being. A dog is a dog because it has the Dog-form, and
so on with cats, fish, plants and everything else. In our sublunar world
all that stays, all that remains, all that is stable is like that because
the eternal Forms give them stability. Everything else is accidental,
it appears and disappears, comes and then goes. In this mesh of accidental
events the individual man, as well as the men united in Polis, many times
has more than one alternative way to act. It is there, in this space opened
by contingency, that the free choice, the freewill is processed. If man
chooses the correct alternative, his act is ethically good. If not, it
is bad. But even in this sublunar world of ours there are necessary nexuses,
and that is why it is possible to have a science that knows these necessary
nexuses. Not only the necessary nexuses existing inside the things, but
also the theoretical science about these necessary nexuses are based on
the Theory of Forms and are explained from there. Until Copernicus, in
the XVI century, Aristotle’s geocentric model was accepted and used
by all as the explanation of the cosmic universe. In 1514 Copernicus proposed
a more complex but much more exact model: The sun is the center of the
system, around which the planets, including Earth, turn. Copernicus’
model explained something which the geocentric theory could not explain,
the reason why at times the planets turn in the opposite direction. The
geocentric theory, defended for so many centuries, then entered into a
collapse and was abandoned because it could not explain a phenomenon observed
by all those who studied the starry sky. Copernicus’ heliocentric
model, later elaborated on by Kepler and Galilei, is a theory that explains
well all that happens, including apparently strange movements of some
planets, and which permits exact predictions. Only much later, in 1687,
is Newton going to explain through some very simple principles how this
whole universe functions: through the Law of Gravity. With Newton the
analytic thinking begun by Aristotle and the Greek geometrists, passing
through Copernicus, Kepler, and Galilei conducts us to Modern Times, to
the Physics and Cosmology of today, to Hubble and Einstein.
Aristotle’s conception of world is also the conception of the world
of the great Medieval thinkers. Except that these, following the biblical
tradition of Christianity, do not consider the universe as something eternal,
like Aristotle, but as a creation made by God. In the beginning there
is God, the All Powerful, that is the beginning and end of everything.
God created the beings. The beings created are God’s creatures.
The whole universe, Earth, sun, moon and stars are creatures of God. God
created the stars - and here the Aristotelian model is incorporated -
as something fixed, as something that moves in perfectly regular orbits.
Guaranteeing the place of God the Creator, the Aristotelian thinkers of
the Christian Middle Ages defended almost everything of the Aristotelian
model. When Copernicus and Galilei brought up the heliocentric model,
the catholic thinkers were strongly against it. Galilee was condemned
by the Catholic Church for subverting the celestial order. But almost
no one realizes that both models deep down have the same Aristotelian
structure, the static conception of Aristotle’s world and of the
Analytic Method. Even Newton and Einstein himself are still Aristotelian
thinkers and use the analytic method, without realizing that there is
another important and rich model that has an enormous explanatory strength,
the platonic model of the Explanation of the World. Until now a large
number of philosophers and physicists still think of the universe as a
great clock in the Aristotelian and Analytic way. Those who believe in
God say that there was, in the very beginning, the Great Architect or
the Great Watchmaker who planned and executed everything down to the smallest
details. The others, with no God, those called Atheists, say that there
is no need for any architect, that everything is the work of some great
laws - still not totally discovered - that determine everything, that
rule everything, that explain everything, down to the last iota. Einstein,
we know, searched tirelessly until his death for what he called the formula
of the world. A simple formula, like that of energy, in which and by which
everything, all the universe, could be explained.
Contemporary physicists, especially from Heisenberg on, took chance and
contingency more seriously. Einstein on this point kept the old way of
thinking; he thought that there was no chance in Nature. There is no chance
at all in the processes of nature, he thought. What there is, is that
many times we still do not know the laws that rule certain events. Then
we speak of chance. We should not speak of chance; there is in reality
no chance but just a deficit of knowledge. When we research more, we discover
laws that rule the apparently casual event and what seemed to be chance
disappears and is shown as a process ruled by totally determined laws.
This, in the existing discussion, was transposed into a religious image.
It was asked if God threw dice, if God used chance as an instrument of
his creating act. The question here is not religious, one does not want
to know if God exists or not, but if chance exists or not in nature. Einstein
thought that there was no chance in nature. Einstein thought that God
did not throw dice. I think that Einstein was wrong, and Heisenberg was
right. God throws dice. In the discussion of the XX century, we do not
ask any more if a God the Creator threw dice or not, but if there is contingency
or chance in Nature. Does Nature throw dice? Einstein and many others
say no, Heisenberg and many others say yes. I think that yes, there is
contingency and chance in the course of things. I think that if there
were not this contingency, there would not be space for free decisions,
for free will, for moral responsibility, for justice, for political democracy,
for historicity. I think that these things are interwoven. He who does
not accept chance and contingency there in the core of Logic and Ontology,
cannot, later speak of liberty, free will, democracy and true historicity.
This, in my opinion, is one of the neuralgical points of Philosophy in
the last one hundred and fifty years. After the collapse of Spinoza’s
system and of the German Idealism, after the collapse of Hegel’s
theoretical system and Karl Marx and Lenin’s practical-political
system, what was there to do? What was wrong? Nietzsche, Heidegger, the
second Wittgenstein, Popper are going to tell us: Historicity, contingency,
chance were missing. The Philosophy System had to admit that within the
things and relationships between things there is contingency and chance.
That is why so much emphasis was given to the concrete existence of the
individual (Kierkegaard, Sartre), the horizons of time (Heidegger, Gadamer),
the multiple games of language (Wittgenstein, Analytic Philosophy). This
emphasis is right. God, that is, Nature does throw dice. This, by the
way, Plato already knew. This is the central point of Plato’s Unwritten
Doctrine. This is the important element of that which is called the Explanation
of the World in our tradition.
5. The Explanation of the World
1. To explain is to unfold
Plica in Latin means fold. Ex-plicare means unfold, or open the folds.
Explanation, that is to explain something, means to reproduce thoughtfully
in the mind or in a speech the unfolding of a determined thing. The thing
itself comes to be through an unfolding procedure. The great leafy tree
is born from a small seed. Many animals are born from an egg. There, inside
the egg, is everything; all that will result is preprogrammed there in
its basic design. It is from inside the egg that everything will develop
and un-fold. Like a Japanese origami, those folding and unfolding toys,
everything is folded up inside, inside that initial egg. It is only then,
upon opening, that the folds, folds, and more folds appear until the real
figure is formed. That is the way, exactly in that way, that the neoplatonic
philosophers think the universe. It is all inside the initial egg of the
universe. Everything is inside. From there everything will unfold. Fold
by fold, plica by plica. To give an explanation of things means to mentally
reconstruct this process of unfolding. A great, complete explanation requires
us to have do the unfolding process from the first beginning, from the
initial egg. This is an explicatio ab ovo, an explanation from the initial
egg. This is Philosophy.
There are things in the universe that have this structure, this no one
doubts anymore today. Greek biology already knew the phenomenon of development
from an egg, present day Biology only amplified and deepened this knowledge.
Present day Biologists think of the world of living things as a great
evolution process in which everything develops from a first extremely
simple structured living being. In the beginning there is something like
an egg, a first live cell. This cell has a center, a nucleus. This nucleus,
which is alone in the beginning, unfolds into two in the evolution process.
Then the same cell has two nuclei. Then comes the dividing wall, the initial
cell unfolds into two, each nucleus staying in its own cell. From the
original cell two cells then developed. Now we no longer have one, but
two cells. These two cells also later develop through bipolar duplication
of their nuclei and turn into four. And so on and so on, making the cellular
tissue. Present day biologists have no doubt about this process of development
starting from the first living being.
Rediscovered and reformulated in modern times by Lamarck and Darwin, the
Theory of Evolution, now accepted and defended by all, is scientifically
proven. It is just that the Biologists do not realize that this is all
Neoplatonic Philosophy. The Neoplatonics said exactly this; except that
they did not speak only of the evolution of living beings, they spoke
of all the universe. The Neoplatonic Philosophers taught that everything
began in an initial egg and that from there, by unfolding, everything
originated. In the beginning there is a first being that is the One that
is everything that exists. In the beginning the One is the Whole. Then
comes the bipolar opposition: From within the One that is the Whole in
the very beginning two poles appear, one opposing the other. Then, if
one pole does not annul the other and if the poles do not mutually destroy
each other, we have a new ontological structure: A Being, that is the
One and the Whole, from which then come two opposing poles. From within
the One comes the multiple, that is, two poles in opposition to each other.
These poles acquire their own being, that comes from a dividing wall between
them, then we have two beings, each of them is a One. Both together form
the new Whole. If each enters again into the process of unfolding, we
will then have four beings, and so on. The ontological process of unfolding
thought of by the Neoplatonics is a paradigm from which the Biologists
developed their theories. It is just that the Biologists normally do not
know this, they do not realize where they got their theories from. They
are Neoplatonic Philosophers and do not know it. The Neoplatonic Philosophers,
the defenders of the Explanation of the World, go on from there. This
theory is not only true for the evolution of living things, it is true
for all the universe. Whoever wishes to understand and explain the universe
has to intellectually reproduce the unfolding process, fold by fold, from
the first egg. This is ex-plicatio. Only this is the real Explanation
of the World.
2. Plato’s Unwritten Doctrine
Plato wrote Dialogues accessible, easy to read, for the public in general,
illuminated by such beautiful and rich myths that even today they feed
all those who want to learn Philosophy. But the dialogues are almost always
inconclusive. Except for some dialogues written in his old age, Plato
did not make clear and well-defined conclusions. The arguments in favor
of one side are presented and discussed, then the arguments presented
by the other side are discussed and evaluated. Okay, we know that this
is the manner of dealing with thesis and antithesis. It is the game of
opposites. Except that Plato almost never took his readers to the synthesis
in which both poles are overcome and preserved. In the Dialogues, one
does not find the conciliation of the opposite poles that characterizes
the real dialectic synthesis.
Plato, a defender of the Negative Dialectics? Absolutely not. Plato thought
the final synthesis, the Great Synthesis, would not be understood by beginners
and those outside, far from the live, personal dialogue in which questions
and answers face each other, with all the unpredictables; but also with
all the richness that a live dialogue offers and allows. In writing, in
the dialogues written for the beginners, Plato presented only the initial
moment of Dialectics in which the opposite poles are articulated one against
the other. For those initiated, those who have begun to understand, Plato
offers in live dialogue, face to face, the treasure map. The Great Synthesis
is the heart of Dialectics. Dialectics first of all means the method of
the thesis, antithesis and synthesis, that is the game of opposites. Dialectics
also means the conception that not only the world of things, but also
the world of speech develops, fold by fold, from a first beginning.
Some Neoplatonic thinkers completely assimilated both constructive elements
of Dialectics, the triadic method as well as the unfolding process of
all things from the One. Plotinus, Proclus, Nicolaus Cusanus and Hegel
need to be mentioned here. The triadic structure and the process of evolution
passes like a backbone through the philosophical systems of the authors
mentioned here. That is why Plotinus’s book is called Enéade.
The name Enéade means nine, there are nine parts to the book. A
Neoplatonic system is always made up of three parts that correspond to
thesis, antithesis and synthesis. Since each of these parts is subdivided
in three, we have a total of nine parts. That is where Plotinus’s
Enéade, a book that has nine parts, comes from. This is the structure
of the system in Proclus as well as in Hegel. In some other Neoplatonic
thinkers the dialectic method with its triad sort of vanishes. It exits
from the methodical thought and leaves only the process of development
of everything starting from a unique beginning in the first plane. This
is the case of Spinoza. Looking well, analyzing the authors carefully,
we can see that they are, not excluding this variation, all definitely
Neoplatonic. The philosophic roots of Lamarck, Erasmus and Charles Darwin,
of Herbert Spencer and almost all the contemporary Biologists are Neoplatonic.
Among the present day Biologists, the excellent work of Richard Dawkins,
professor at Oxford, stands out. In Philosophy, Spinoza, Fichte, Schelling
and Hegel were, in Modern times, those who best represented the Neoplatonic
tradition. Among the poets, Goethe should be mentioned. Goethe, in an
charmingly simple poem, suggests that we imagine God not as a being that
is out of the world manipulating the orbit of things from outside, but
as something that is within the process of the universe and from within
moves all. This, and exactly this, is Dialectics, this is the Explanation
of the World.
In the Dialogue The Sophist, Plato clearly shows that he is not a defender
of Negative Dialectics, the Dialectics without Synthesis. He asks in this
Dialogue which are the supreme classes. It is clear that they are opposite
poles, a game of opposites. The two pairs of opposites that come about
as the highest and most explanatory are rest - movement and the same -
the other. Is the universe made up of these four elements? No, Plato says.
The universe is firstly Being, synthesis of rest and movement, synthesis
of the sameness and of the otherness. - Rest is not movement. Right. And
movement is not rest. That is also right. But isn’t rest a being?
If it were not a being, it would not exist; therefore, rest is a being.
Isn’t movement a being? Of course it is. Then both rest as well
as movement, although both are mutually excluding poles, thesis and antithesis,
they come together as Being on a higher, nobler level. The same occurs
with the sameness and alterity. Both mutually exclude each other, but
both are Being. Being is the synthesis of the two pairs of opposites that
rule the construction of the universe. The Being, synthetic, is the One
that is the Whole and within which opposite poles unfold. Within the Being
rest and movement, sameness and alterity are polarized. The Being is Synthesis,
the Great Synthesis. And this Being is not only the Being that is the
One and that is the Whole, Hen kai Pan, it is also the Good. The Unwritten
Doctrine was compiled by his students in the form of a Dialogue On the
Good, Peri tou Agathou. This dialogue, never written personally by Plato,
was put forth in writing by his students. It is the merit of the School
of Tübingen, in our century, continued today by the School of Milan,
to have given emphasis to the Esoteric Doctrine and to have reconstructed
the theory of the main work of Plato, the most important of all, in general
lines. It is due to this that we understand what the Dialogues insinuate
but do not clearly state, it is from where we derive the Neoplatonic tradition:
the triadic process and the idea of universal evolution.
3. The two First Principles
Plato derives everything, all the process of the unfolding of the universe,
from the two First Principles, the Principle of Unity and the Principle
of Duality or Plurality. The first principle says the all is the One,
that everything started with the unity. The Being is the One. The Being
is that which it is, firstly it is the One. The Being is the One; in the
beginning there was only the One and this is the Whole that is all. The
One is the Universe. The One and the Whole, Hen kai Pan. And where does
the multiplicity of things come from? Don’t we live in a world of
multiple things?
Multiplicity begins with Duality. The Two is the beginning of the Multiplicity.
The One has always had the seed of multiplicity within itself: aoristos
dyas, the undetermined multiplicity. The One is not just the One, because
it has always been within itself also the Other. It is bipolar. This fundamental
alterity has existed forever within itself. There is a pole that is itself,
the One, but there always is also the other pole that is the Other-Being.
The Same and the Other, the first pair of opposites, has always been inside
the Being. That is why there is a triad. Thesis is the initial One, antithesis
is the Other-Being that has always opposed the first pole, synthesis is
the Being that is not only the One but also the Other. The Whole-that-is-Being,
Totality, synthesis, includes two opposite poles inside itself. The first
principle, the Principle of Identity, supplies unity to the universe,
and is the source of all order. The second principle, the Principle of
Multiplicity, is the source of Multiplicity, it is the chaos from which
the diversity of things emerges. Later on in this paper, I add a third
principle to these two principles of Plato. To better clarify the sequence
and the interdependence between these principles, I unfold Plato’s
Principle of Unity into two principles, one which is the Principle of
Identity and comes before the Principle of Multiplicity, the other that
comes later and gives order to the multiplicity that appeared. I will
call this third principle the Principle of Coherence.
4. The Mystery of the Trinity
The Platonic and Neoplatonic dialectic triad goes deeply into the Christian
tradition and the intellectual structure of that which the first Christian
thinkers called the most important and highest religious mystery, the
Holy Trinity. In the beginning there was only one God. There is only one
God, but this God is at the same time trine. He is One and Trine at the
same time. God is God the Father, the Son and the Holy Ghost. In the beginning
of the Trinitarian creation there is the One-God. This One-God begets
the Other, the Son. Father and Son are in opposition like opposite poles.
The Father is not the Son or vice-versa. But, when the Father and the
Son meet again, one loving the other, both conciliate into a higher synthesis
that is then called the Holy Spirit. This eternal process of engendering
is called the Holy Trinity. God, who is only one God, unfolds within himself
into three persons. The One-God is also the Trine God.
As we can see, this central nucleus of Christian doctrine is clearly Neoplatonic.
But most Christian thinkers today, like present day Biologists, many times
do not realize where their roots came from. Until the XII century Christianity
was always a rich and productive branch of the Neoplatonic doctrine. Only
with Albertus Magnus and Thomas Aquinas did the west go back to reading
and studying the Aristotelian system and its static conception of the
world. From the XII century on, Christian thinkers were divided into Aristotelian
and Neoplatonic, with the advantage always more clearly to the first.
Aristotelianism in its thomist version will be declared in the XIX century
the official Philosophy of Catholicism, putting the Neoplatonic thinking
almost into oblivion. When, in the XX century, a theologician and philosopher
like Teillard de Chardin appears and proposes the Neoplatonic doctrine
again in a new form, nobody in the intellectual catholic world knows how
to evaluate it and say exactly what is happening. Almost no one understands
anything of what he wants to say, no one can contextualize his intellectual
proposal, no one can insert it into the line of the old tradition.
5. Where does Determined Multiplicity come from?
In its first steps the Explanation of the World is easy to understand.
In the beginning there is the Onenes. From this comes the Other-Being,
which is different from the One and opposes it as another. But both the
One and the Other-Being are Being. Being is a higher unit in which the
One-Being and the Other-Being are conciliated. Everything is quite clear
up to this point.
This first One and this first Other-Being are alike. One is a mirror image
of the other. And both are conciliated in the Wholeness that holds both
one and the other. Up to now we are dealing with the engendering movement
that the old ones called the Trinity. This is a movement that is internal
to the first beginning. The first beginning is trine. Okay. This first
differentiation between the two poles is an undetermined duality, aoristos
dyas. The poles of this first unfolding are still poles that are exactly
alike. One is a mirror image of the other, one is just the alterity of
the other. This type of alterity is a yet undetermined duality. The opposite
poles do not yet present themselves with different characteristics, each
one with its own determinations and characteristics. But the things of
our real world have their own determinations, each one is different from
the others. Where then does this Determined Multiplicity come from? What
is the root and the principle of the different determinations? Where does
the variety come from?
Here there is a crossroads. Here the Neoplatonic doctrine separates into
two currents. The first current says that all the Multiplicity that one
sees today is completely preprogrammed within the first egg. All the Forms,
from the beginning preprogrammed in their structure and their minutest
details, are implicitly contained in the first beginning, in the initial
egg. Then, like the whole bird is preprogrammed in the egg, so all the
Forms of the universe are completely preprogrammed in the initial One.
The Explanation of the World unfolds like it is really unfolding because
all this factic evolution is implicit in the initial egg. To ex-plain
is to unfold. One can only unfold what was previously folded. Implicare
means make the folds and put them into the initial egg, like in a Japanese
origami. All the Multiplicity that exists and is being unfolded by evolution
has always implicitly been within the initial egg. One can only explain
that which is implicatum. Everything, in all its minute details. From
this strong nexus between explicatio and implicatio two consequences which
are extremely important in the History of Philosophy derived, and, in
my opinion, conducted this first offspring of Neoplatonism to errors:
the necessitarianism of evolution in Ontology and the conceptual apriorism
of the system design. The necessitarianism of the evolutive process is
a logical consequence of the rigidity of the structure; one can only unfold
that which in the beginning was folded into the initial egg. Here it is
not important if it was a creating God that made the implication by folding
the determinations inside, or if it were the Forms themselves that had
always been folded inside there. In both cases the process of unfolding
is subject to a rigid necessitarianism: Only what is already there pre-programmed
can be unfolded. In an evolution process subject to such necessitarianism
only what is predetermined happens. In such a philosophy there is no chaos,
there is no contingency. Spinoza is the best example of a Neoplatonic
system in this pattern. In Spinoza there is no contingency whatsoever.
Everything happens necessarily as a logical consequence of the initial
predetermination. Such a system, not permitting contingency, does not
open space for alternatives that are equally possible. Consequently there
is no freedom of choice, that is freewill. If there is no free choice,
there is no responsibility. If there is no freedom nor responsibility,
there is no Ethics nor Politics, much less Democracy. The second extremely
negative consequence is that the thinkers that followed this rigid model
of explicatio and implicatio intend to logically deduce all multiplicity
of the things of the world starting from a first principle. Therefore,
if all things ontologically derive from a first ontological principle,
then Philosophy should logically reconstruct, a priori, all the propositions
that make up the Explanation of the World in a rigorously deductive way.
To deduct everything a priori then becomes an obsession - wrong of course
- of these thinkers. Dieter Wandschneider and Vittorio Hoesle are some
of the modern thinkers who defend such a conception of the world.
The first tendency, that of the Neoplatonic necessitarian philosophers,
explains Multiplicity through a Predetermination, through the implicatio.
The second tendency, that of the libertarian Neoplatonics, which I belong
to, gives a different explanation and introduces the Principle of Chaos,
the Principle of Difference, or, in modern language, the Emergence of
the New. The first Principle, the Principle of Identity, says just A.
It repeats the A, also saying A, A, A, A etc... It also says A=A. But
with all of this we still didn’t leave A. We must deal with getting
to something that is not A itself. What then? Is it not the case of saying
Non-A? Of course, we can construct the Non-A by the anteposition of negation.
But with this we still do not have determined multiplicity. How do we
arrive, not at the undetermined alterity Non-A, but to a determined alterity
like B, or C, or D etc.? This is the problem. This question can not be
solved only by the Identity Principle, because this also just stays at
A, in its iterations and its reflexive identity. It can also not be solved
just by the anteposition of negation, because this does not supply an
Other that is in itself determined. How then does Determined Multiplicity
come into being? Where does it come from? It comes from itself, it creates
itself, suddenly it is there and appears. This is the Emergence of the
New, as the Biologists today say in the Theory of Systems. It emerges,
it comes into being, without having been predetermined from the beginning.
The determined alterity, the Other, unfolds in an explicatio, but it was
not yet there folded within, it was not implicatum. The new fold is not
just an unfolding of a previously folded fold that was put inside, but
the making of a new fold. The One, in its evolution process makes folds
that did not previously exist. The preprogramming made by the first principles
only determined the general evolutive process, it did not determine the
details. This is the Principle of Difference, this is the chaos that within
itself creates the variations. This is why it is called Chaos. Because
the variations that come into being and emerge are not predictable, they
cannot be deduced. But does this not take us to total chaos? A logical
anarchy? The destruction of science? No, it does not. Because as soon
as the variations appear, without being preprogrammed, the third Principle,
the Principle of Coherence appears. This makes order reestablish itself.
If against pole A comes a pole B, then three things can happen. Either
A eliminates B, or B eliminates A, or A and B show themselves as compatible
and enter into coherence with each other. A and B in this case become
constitutive parts of a Greater Totality. Then come C, D, F etc., always
under the rule of the Principle of Coherence that puts order back into
the evolution of the universe and the unfolding of things.
Plato had two principles, the Principle of Unity, to on, and the Principle
of Undetermined Multiplicity, aoristos dyas. In this exposition, I unfolded
Plato’s first principle in two, the Principle of Identity and the
Principle of Coherence, in order to better explain how the Chaos that
comes from the Principle of Multiplicity is not such a chaotic chaos,
but a chaos that comes to be ordered by a principle of order, which is
the Principle of Coherence. The most important thing in this exposition
that I did is that the role is being conferred to Chaos in the Emergence
of the New. The New, the Other-Being, the Determined Alterity are not
preprogrammed. They are not able to be previously deduced. Initially we
deal with a Chaos, initially we deal with a Principle of Difference that
is a Principle of Chaos. But the variations that so appear are immediately
regulated by the Principle of Coherence.
This second, libertarian branch of the Neoplatonic Doctrine offers an
Explanation of the World that contains a chaotic moment. That is why it
permits contingency, freedom, and historicity. There is space for multiple
variations, there is space for the contingency of things and for various
alternatives, there is space for liberty and responsibility. The system
of Philosophy in this proposed model is a system open to History that
permits us to track down the genesis of the things, like walking backward,
saying how and when the variations occurred. But it does not presuppose
that all these variations are preprogrammed and that for this reason they
are necessary moments in the unfolding of Nature. Nature in this project
contains chaos, it contains chance, it contains variations that could
have been different. Chance, even though it is not the most important
element, it is an indispensable element in the evolutive genesis of the
universe. Nature has a History that was like that but could have been
different. That is why it is called Natural History. History, when it
refers to man, becomes the History of Free Men.
6. The Achilles Heel
One Goddess offered the warrior Achilles a balsam that would give him
protection and make him invulnerable to the enemy weapons. The skin, bathed
with the miraculous balsam, would become unpenetrable. Achilles, however,
when he bathed himself with the balsam, had a leaf stuck to the heel of
his left foot. In that place where the leaf was stuck, the balsam could
not do its work. This is the Achilles heel, in this area Achilles was
vulnerable. Wounded exactly in this place, his heel, Achilles was killed.
The Philosophy systems also have their Achilles heel. The Neoplatonic
systems, the Philosophy of the Explicatio Mundi, has as its Achilles heel
the question of necessaritainism and the intention of wanting to deduce
everything a priori. Even the first Christian thinkers, the Greek and
Latin Fathers, raised the ojection against the Neoplatonic Philosophers
that such a system ended up eliminating the contingency of the world,
and then also the freedom of choice and moral responsibility. Saint Augustin,
who was Neoplatonic, spent all his life trying to conciliate the predetermination
with freedom of choice. He was not able to do it. Johannes Scotus Eriugena,
in the early Middle Ages, tried again. Nicolaus Cusanus during the Renascence
tried once again. Spinoza, a thinker who loved Ethics and Political Philosophy
so much, gave in to the rigorous necessitarianism and became an explicit
necessitarian. According to Spinoza, contingency simply does not exist.
Schelling and Hegel, imbued with the importance of freedom, tried again.
Hegel tried to put contingency back in, inside Logics. He declares - the
only one in the History of Philosophy - that the Absolute Necessity is
the Absolute Contingency. But he is not able to take the idea to a good
conclusion and got lost, in my way of thinking, in ambiguities. In Hegel
we never know if Necessity is really necessary or if it is contingent.
Deep, deep down, I think, Hegel presented a strong tendency for a Neoplatonic
necessitarianism. Among the contemporanians, Vittorio Hosle, although
he tries to resist, falls back on the necessitarianism.
And why not? No, why? Necessitarianism, on denying the existence of contingency
in the course of the evolution of the world, eliminates the contingency
of things. The things are like that and not different because they have
to be like that. The world is a process totally determined by completely
rigid laws. If, at the moment , we do not yet know all the laws, then
there is a deficit in our subjective knowledge. The inexactness measured
by the Physicists, the chance spoken of by the Biologists, all this is
just a deficit in our knowledge. As soon as we discover the physical laws,
we will be able to calculate the course of the universe. Calculate backwards,
saying exactly what happened. And calculate forwards, saying what will
happen in the future. It is obvious that such a system will allow for
neither the existence of alternatives in the things, nor freedom of choice
in man, nor democracy in the State. Because, if everything is predetermined
from the beginning, we can only give ourselves in to destiny and its inexorable
force. - But would it not be the case of abandoning all these things,
that would be just illusions, and giving ourselves up to the force of
Destiny?
The argument in favor of a non-necessitarian conception of the world,
in a final analysis, consists of the principle that the simpler theory
is the correct one. The Neoplatonic theory, which we called libertarianism
above, introduces the Principle of Difference, Chaos, from the very beginning.
It is consequent and explains everything without the necessity of additional
theories. It allows for and explains the contingency of things in Philosophy.
It allows us to understand the usage of the calculations of probabilities
as the only adequate way for certain sectors of nature, the relation of
uncertainity of Heisenberg, in Physics, the importance of chance in the
genesis of mutations in Biology, the freedom of choice and responsibility
in Political Philosophy and in Law. - On the other hand, the necessitarian
conception does not allow us to explain any of this, except through extremely
complicated hypotheses to be added to the main theory.
To this the question of the burden of proof is added. Who is it that has
the burden of demonstration? The one that accepts contingency in certain
things? Or the one that accepts the total necessity of everything? The
burden of the proof, in my point of view, falls back on he who presupposes,
without being able to prove it, that all things, in all aspects, are necessary.
To raise such a proposition as the universal principle is more than foolhardy.
It is enough to bring only one example of contingency to demonstrate the
falseness of such a principle. And here the necessity of always having
new additional hypotheses appears: We are not dealing with something really
contingent, necessity is hidden there inside, etc. - And that is why I
stay with the theory which is simpler, that is more suitable to reality,
that does not need successive additional hypotheses. I stay with the Neoplatonic
branch that I called libertarian above. Explanation of the World, yes,
but also counting on the element of chance.
7. The Crossroads
In the beginning of Classical Philosophy there is a great crossroads.
With Plato and Aristotle Philosophy divides into two great branches, the
Explanation of the World and the Analysis of the World, Neoplatonism and
Aristotelianism. From Plato come Plotinus, Proclus, Saint Augustine, Johannes
Scotus Eriugena, the medieval thinkers until the XII century, Nicolaus
Cusanus, Giordano Bruno, Ficino, Spinoza, Fichte, Schelling, Hegel, Karl
Marx. From Aristotle come Theophrastus, Albertus Magnus, Thomas Aquinas,
William of Occham, Descartes, Kant, Frege, Bertrand Russel, Wittgenstein,
Apel, Habermas, and all the Analytic Philosophy of today.
The second crossroads is inside the Neoplatonc thinking. Is the system
of the Explanation of the World totally necessary or does it contain contingency?
Plotinus and Proclus are strongly inclined to necessitarianism, Spinoza
is definitely a necessarianist. Hegel wants to contemplate contingency,
Hegel wants to find a way to save contingency and put it back into the
system, but in my point of view, he cannot and he gets lost, in what concerns
this problem, in ambiguities. Karl Marx is strongly inclined to necessitarianism;
and that is why, in my point of view, Stalinism is not just an accident
along the way, but a logical consequence of the system. Among the contemporaries,
Wandschneider and Hösle lean towards necessitarianism. Hans Jonas
on the contrary defends an Explanation of the World with contingency and
freedom like that which I am proposing. This Explanation of the World
with chance and contingency surprisingly coincides exactly with the General
Theory of Evolution that is being proposed by the Biologists like Stephen
Jay Gould and Richard Dawkins.
8. The Great Question
The Great Question, the most important question in Modern Philosophy was
put forward when the late Schelling in his Munich Lecture on Contemporary
Philosophy, criticized the system of his friend Hegel because it was lacking
contingency. Hegel’s error had origin and History, it was the same
error of Spinoza, Proclus and Plotinus: Contingency was missing in the
system. From that time on the job has been exactly this: How to put contingency
back inside the system of the Explanation of the World? This is one of
the two main questions of this book. We remember that this was also the
task the young Hegel was trying to accomplish: How to conciliate the free
Subject of Kant with the necessary Substance of Spinoza? This question
refers to, as one can see, the crossroads that devides the two branches
in the Neoplatonic School.
The second question refers to the crossroads between Platonism and Aristotelism.
It is connected to the first question, but is not identical to it. How
do we conciliate the game of opposites with the Principle of Non-Contradiction?
How do we use contradiction as an instrument of construction and not of
destruction? Is this possible? How can we play with thesis and antithesis
without doing anything foolish?
II. W H A T I S D I A L E C T I C S ?
1. The Logical Square
1. The Great Confusion
Dialecticians and Analytics speak to each other but do not understand
one another. They do not grasp the meaning of the words the other say.
Aristotle said, criticizing Plato, that Dialectics was not a method of
Philosophy, but only an intellectual exercise to sharpen the mind. A type
of intellectual aerobics, we could say today. In the Middle Ages, Albertus
Magnus and Thomas Aquinas adopted equally negative positions about Dialectics.
thinkers. Plotinus, Proclus,
Cusanus, Spinoza, Schelling and Hegel thought exactly like that. The only
big question that remained open is about the existence or not of contingency
in the pith of the process. Is there contingency? Is there chance? Does
God throw the dice? Spinoza says no. Hegel is in doubt. I think there
is contingency, that God does throw the dice, and I think that this is
the space of equally possible alternatives which allows for liberty, moral
responsibility and political democracy. Dialectics, yes, but Dialectics
with contingency. Contingency and Historicity are, after Schelling, Kierkegaard,
Nietzsche, Heidegger, and Gadamer, indispensable elements for any thought
that one wants to be critical. He who does not take this into account
falls in the hole of necessitarianism. And the Thracian Slave starts laughing.
3. THE THREE PRINCIPLES
3.1. The Necessary Translation
The traditional exposition of the triadic movement of thesis, antithesis
and synthesis, as is done by Plato, Cusanus and Hegel, and as was reproduced
by me in the previous chapter, is something as uncomprehensible as Greek
for the Analytic Philosophers. It is pure Greek. One can not understand
anything, they say. It is even worse, they add. Everything indicates that
the Principle of Non-Contradiction, the first and fundamental stone in
the construction of rational discourse, is disrespected there. How can
thesis and antithesis be false at the same time? How can it be that Dictum
as well as Contradictum are both false? Isn’t this acting against
the Principle of Non-Contradiction? Isn’t this saying, and at the
same time unsaying? Isn’t this foolishness? These are the classic
as well as Analytic Logic.
eld that
3.4. Reflex Identity (in Logics) and Species (in Nature)
Reflex identity says that the second A (as well as the third, the fourth
etc.) is the same as the first A, A=A. Here appears a phenomenon which
has made us think hard since ancient times. In order to say the identity
of A, it is necessary to say it or write it twice; first on the left,
then on the right of the equal sign. Only then - through the explicit
position of this first difference - can we clearly say the identity of
A. The difference, the alterity, or simply the other, is what sticks out
and begins to emerge here. We are still dealing with the same thing, that
which is identical to itself, but the emerging difference begins to be
seen. One perceives that there is a process in course here in which the
identical comes out of itself to, later on, return to itself. This circular
movement is the characteristic element of the basic structure of many
important things that appear later on in evolution, like life, that is
its autopoietic structure, or thought and free action, or spirit. But
we have not arrived there yet, the difference is just a rough draft.
This reflex identity in Logics corresponds in living beings to the species.
The species is that identity in which two or more individual living beings
become the same without losing their identity with themselves. In the
species it is not the singularity which is expressed ( the this to which
we point with our finger), but the specific particularity, the species,
or rather, that which is common to many individuals. The plan of construction
of a certain species, engraved in the genes of all the individuals which
compose it, makes up the typical structure of the species during ontogenesis.
In that way, from a chick |